0000899243-17-006213.txt : 20170302
0000899243-17-006213.hdr.sgml : 20170302
20170302205723
ACCESSION NUMBER: 0000899243-17-006213
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170301
FILED AS OF DATE: 20170302
DATE AS OF CHANGE: 20170302
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EQUITY ONE, INC.
CENTRAL INDEX KEY: 0001042810
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 521794271
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1600 N E MIAMI GARDENS DRIVE
CITY: NORTH MIAMI BEACH
STATE: FL
ZIP: 33179
BUSINESS PHONE: 305-947-1664
MAIL ADDRESS:
STREET 1: 1600 N E MIAMI GARDENS DRIVE
CITY: NORTH MIAMI BEACH
STATE: FL
ZIP: 33179
FORMER COMPANY:
FORMER CONFORMED NAME: EQUITY ONE INC
DATE OF NAME CHANGE: 19970723
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lukes David R
CENTRAL INDEX KEY: 0001434627
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13499
FILM NUMBER: 17661287
MAIL ADDRESS:
STREET 1: 1600 NE MIAMI GARDENS DRIVE
CITY: NORTH MIAMI BEACH
STATE: FL
ZIP: 33179
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-03-01
1
0001042810
EQUITY ONE, INC.
EQY
0001434627
Lukes David R
410 PARK AVENUE, SUITE 1220
NEW YORK
NY
10022
0
1
0
0
Chief Executive Officer
Common Stock, par value $0.01 per share
2017-03-01
4
M
0
200000
4574000.00
A
315740.148
D
Common Stock, par value $0.01 per share
2017-03-01
4
A
0
234450
0.00
A
550190.148
D
Common Stock, par value $0.01 per share
2017-03-01
4
F
0
160524
0.00
D
389666.148
D
Common Stock, par value $0.01 per share
2017-03-01
4
D
0
200000
1757500.00
D
189666.148
D
Common Stock, par value $0.01 per share
2017-03-01
4
D
0
189666.148
D
0
D
Employee Stock Option (right to buy)
22.87
2017-03-01
4
M
0
200000
1757500.00
D
2017-03-01
2024-05-12
Common Stock
200000
0
D
Represents shares acquired upon the deemed exercise of stock options. Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of November 14, 2016, by and among the Issuer and Regency Centers Corporation ("Regency"), pursuant to which the Issuer merged with and into Regency with Regency surviving the merger (the "Merger"), at the effective time of the Merger, each unvested option vested and each option was converted into the right to receive an amount in cash equal to the excess of (i) (x) the value of a share of Regency common stock as of the last complete trading day prior to the effective time of the Merger, multiplied by (y) 0.45, over (ii) the exercise price. The acquisition was exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rules 16b-6(b) and 16b-3 promulgated thereunder.
Represents shares issued under Issuer's Long-Term Incentive Plan ("LTIP") in connection with the Merger. The acquisition was exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-3 promulgated thereunder.
Represents shares surrendered to the Issuer for the payment of tax obligations arising from the vesting of restricted stock and the issuance of shares under the Issuer's LTIP. The disposition was exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-3 promulgated thereunder.
Represents shares disposed of at the effective time of the Merger. Pursuant to the Merger Agreement, at the effective time of the Merger, each option was converted into the right to receive an amount in cash equal to the excess of (i) (x) the value of a share of Regency common stock as of the last complete trading day prior to the effective time of the Merger, multiplied by (y) 0.45, over (ii) the exercise price.
Pursuant to the Merger Agreement, at the effective time of the Merger, each share of the Issuer's common stock, par value $0.01 per share, held by the Reporting Person was converted into the right to receive 0.45 shares of Regency's common stock, par value $0.01.
Pursuant to the Merger Agreement, at the effective time of the Merger, each unvested option vested and each option was converted into the right to receive an amount in cash equal to the excess of (i) (x) the value of a share of Regency common stock as of the last complete trading day prior to the effective time of the Merger, multiplied by (y) 0.45, over (ii) the exercise price. The disposition was exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-6(b) promulgated thereunder.
/s/ David Lukes
2017-03-01