0000899243-17-006213.txt : 20170302 0000899243-17-006213.hdr.sgml : 20170302 20170302205723 ACCESSION NUMBER: 0000899243-17-006213 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170301 FILED AS OF DATE: 20170302 DATE AS OF CHANGE: 20170302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EQUITY ONE, INC. CENTRAL INDEX KEY: 0001042810 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 521794271 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1600 N E MIAMI GARDENS DRIVE CITY: NORTH MIAMI BEACH STATE: FL ZIP: 33179 BUSINESS PHONE: 305-947-1664 MAIL ADDRESS: STREET 1: 1600 N E MIAMI GARDENS DRIVE CITY: NORTH MIAMI BEACH STATE: FL ZIP: 33179 FORMER COMPANY: FORMER CONFORMED NAME: EQUITY ONE INC DATE OF NAME CHANGE: 19970723 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lukes David R CENTRAL INDEX KEY: 0001434627 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13499 FILM NUMBER: 17661287 MAIL ADDRESS: STREET 1: 1600 NE MIAMI GARDENS DRIVE CITY: NORTH MIAMI BEACH STATE: FL ZIP: 33179 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-03-01 1 0001042810 EQUITY ONE, INC. EQY 0001434627 Lukes David R 410 PARK AVENUE, SUITE 1220 NEW YORK NY 10022 0 1 0 0 Chief Executive Officer Common Stock, par value $0.01 per share 2017-03-01 4 M 0 200000 4574000.00 A 315740.148 D Common Stock, par value $0.01 per share 2017-03-01 4 A 0 234450 0.00 A 550190.148 D Common Stock, par value $0.01 per share 2017-03-01 4 F 0 160524 0.00 D 389666.148 D Common Stock, par value $0.01 per share 2017-03-01 4 D 0 200000 1757500.00 D 189666.148 D Common Stock, par value $0.01 per share 2017-03-01 4 D 0 189666.148 D 0 D Employee Stock Option (right to buy) 22.87 2017-03-01 4 M 0 200000 1757500.00 D 2017-03-01 2024-05-12 Common Stock 200000 0 D Represents shares acquired upon the deemed exercise of stock options. Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of November 14, 2016, by and among the Issuer and Regency Centers Corporation ("Regency"), pursuant to which the Issuer merged with and into Regency with Regency surviving the merger (the "Merger"), at the effective time of the Merger, each unvested option vested and each option was converted into the right to receive an amount in cash equal to the excess of (i) (x) the value of a share of Regency common stock as of the last complete trading day prior to the effective time of the Merger, multiplied by (y) 0.45, over (ii) the exercise price. The acquisition was exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rules 16b-6(b) and 16b-3 promulgated thereunder. Represents shares issued under Issuer's Long-Term Incentive Plan ("LTIP") in connection with the Merger. The acquisition was exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-3 promulgated thereunder. Represents shares surrendered to the Issuer for the payment of tax obligations arising from the vesting of restricted stock and the issuance of shares under the Issuer's LTIP. The disposition was exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-3 promulgated thereunder. Represents shares disposed of at the effective time of the Merger. Pursuant to the Merger Agreement, at the effective time of the Merger, each option was converted into the right to receive an amount in cash equal to the excess of (i) (x) the value of a share of Regency common stock as of the last complete trading day prior to the effective time of the Merger, multiplied by (y) 0.45, over (ii) the exercise price. Pursuant to the Merger Agreement, at the effective time of the Merger, each share of the Issuer's common stock, par value $0.01 per share, held by the Reporting Person was converted into the right to receive 0.45 shares of Regency's common stock, par value $0.01. Pursuant to the Merger Agreement, at the effective time of the Merger, each unvested option vested and each option was converted into the right to receive an amount in cash equal to the excess of (i) (x) the value of a share of Regency common stock as of the last complete trading day prior to the effective time of the Merger, multiplied by (y) 0.45, over (ii) the exercise price. The disposition was exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-6(b) promulgated thereunder. /s/ David Lukes 2017-03-01