0000899243-17-006203.txt : 20170302 0000899243-17-006203.hdr.sgml : 20170302 20170302205226 ACCESSION NUMBER: 0000899243-17-006203 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170301 FILED AS OF DATE: 20170302 DATE AS OF CHANGE: 20170302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EQUITY ONE, INC. CENTRAL INDEX KEY: 0001042810 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 521794271 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1600 N E MIAMI GARDENS DRIVE CITY: NORTH MIAMI BEACH STATE: FL ZIP: 33179 BUSINESS PHONE: 305-947-1664 MAIL ADDRESS: STREET 1: 1600 N E MIAMI GARDENS DRIVE CITY: NORTH MIAMI BEACH STATE: FL ZIP: 33179 FORMER COMPANY: FORMER CONFORMED NAME: EQUITY ONE INC DATE OF NAME CHANGE: 19970723 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ostrower Matthew Louis CENTRAL INDEX KEY: 0001465739 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13499 FILM NUMBER: 17661265 MAIL ADDRESS: STREET 1: 311 CENTRE STREET CITY: SOUTH ORANGE STATE: NJ ZIP: 07079 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-03-01 1 0001042810 EQUITY ONE, INC. EQY 0001465739 Ostrower Matthew Louis 410 PARK AVENUE, SUITE 1220 NEW YORK NY 10022 0 1 0 0 CFO Common Stock, par value $0.01 per share 2017-03-01 4 A 0 88758 0.00 A 124489 D Common Stock, par value $0.01 per share 2017-03-01 4 F 0 54290 0.00 D 70199 D Common Stock, par value $0.01 per share 2017-03-01 4 D 0 70199 D 0 D Represents shares issued under Issuer's Long-Term Incentive Plan ("LTIP") in connection with the Merger (as defined below). The acquisition was exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-3 promulgated thereunder. Represents shares surrendered to the Issuer for the payment of tax obligations arising from the vesting of restricted stock and shares issued under the Issuer's LTIP. The disposition was exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-3 promulgated thereunder. Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of November 14, 2016, by and among the Issuer and Regency Centers Corporation ("Regency"), pursuant to which the Issuer merged with and into Regency with Regency surviving the merger (the "Merger"), at the effective time of the Merger, each share of the Issuer's common stock, par value $0.01 per share, held by the Reporting Person was converted into the right to receive 0.45 shares of Regency's common stock, par value $0.01. /s/ Matthew Ostrower 2017-03-01