0001209191-15-074818.txt : 20151008 0001209191-15-074818.hdr.sgml : 20151008 20151008121401 ACCESSION NUMBER: 0001209191-15-074818 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151006 FILED AS OF DATE: 20151008 DATE AS OF CHANGE: 20151008 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DOT HILL SYSTEMS CORP CENTRAL INDEX KEY: 0001042783 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 133460176 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1351 SOUTH SUNSET STREET CITY: LONGMONT STATE: CO ZIP: 80501 BUSINESS PHONE: 303-845-3200 MAIL ADDRESS: STREET 1: 1351 SOUTH SUNSET STREET CITY: LONGMONT STATE: CO ZIP: 80501 FORMER COMPANY: FORMER CONFORMED NAME: BOX HILL SYSTEMS CORP DATE OF NAME CHANGE: 19970722 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mejia Richard Jr CENTRAL INDEX KEY: 0001445578 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13317 FILM NUMBER: 151150353 MAIL ADDRESS: STREET 1: 2200 FARADAY AVENUE STREET 2: SUITE 100 CITY: CARLSBAD STATE: CA ZIP: 92008 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-10-06 1 0001042783 DOT HILL SYSTEMS CORP HILL 0001445578 Mejia Richard Jr 1351 S. SUNSET STREET LONGMONT CO 80501 1 0 0 0 Common Stock 2015-10-06 4 D 0 52500 D 0 D Director Stock Option (Right to Buy) 1.94 2015-10-06 4 D 0 50000 D 2018-09-16 Common Stock 50000 0 D Director Stock Option (Right to Buy) 0.94 2015-10-06 4 D 0 10000 D 2019-06-14 Common Stock 10000 0 D Director Stock Option (Right to Buy) 1.75 2015-10-06 4 D 0 10000 D 2020-05-02 Common Stock 10000 0 D Director Stock Option (Right to Buy) 2.95 2015-10-06 4 D 0 10000 D 2021-05-01 Common Stock 10000 0 D Director Stock Option (Right to Buy) 1.15 2015-10-06 4 D 0 10000 D 2022-05-06 Common Stock 10000 0 D Director Stock Option (Right to Buy) 1.74 2015-10-06 4 D 0 10000 D 2023-05-05 Common Stock 10000 0 D Director Stock Option (Right to Buy) 4.03 2015-10-06 4 D 0 10000 D 2024-05-04 Common Stock 10000 0 D Director Stock Option (Right to Buy) 6.44 2015-10-06 4 D 0 15000 D 2022-05-03 Common Stock 15000 0 D Director Stock Option (Right to Buy) 2.42 2015-10-06 4 D 0 50000 D 2020-08-12 Common Stock 50000 0 D Disposed of pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 18, 2015, among the Issuer, Seagate HDD Cayman ("Parent"), and Denali Acquisition Sub Corp., a wholly-owned subsidiary of Parent ("Merger Sub"), in exchange for cash consideration of $9.75 per share, without interest, subject to any required withholding of taxes. Pursuant to the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving corporation (the "Merger"). This option, which was fully vested on the closing date of the Merger (October 6, 2015), was cancelled in the Merger in exchange for a cash payment equal to $9.75 per share minus the per share exercise price of the option, subject to any applicable tax withholdings. This option, which provided for vesting of 100% of the shares subject to the option on May 4, 2016, was cancelled in the Merger in exchange for a cash payment equal to $9.75 per share, minus the per share exercise price of the option, subject to any applicable tax withholdings. In connection with the Merger, vesting of the stock option was accelerated and the option became fully vested and exercisable effective immediately prior to the effective time of the Merger. /s/ Hanif I. Jamal, attorney-in-fact 2015-10-08