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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K/A
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): December 13, 2023 (September 27, 2023)
| | | | | | | | | | | | | | |
| Registrant, State or Other Jurisdiction of Incorporation or Organization | |
Commission file number | Address of Principal Executive Offices, Zip Code and Telephone Number | I.R.S. Employer Identification No. |
| | | | |
1-31447 | CenterPoint Energy, Inc. | 74-0694415 |
| (a Texas corporation) | |
| 1111 Louisiana | |
| Houston | Texas | 77002 | |
| (713) | 207-1111 | | |
| | | | |
1-3187 | CenterPoint Energy Houston Electric, LLC | 22-3865106 |
| (a Texas limited liability company) | |
| 1111 Louisiana | |
| Houston | Texas | 77002 | |
| (713) | 207-1111 | | |
| | | | |
1-13265 | CenterPoint Energy Resources Corp. | 76-0511406 |
| (a Delaware corporation) | |
| 1111 Louisiana | |
| Houston | Texas | 77002 | |
| (713) | 207-1111 | | |
| | | | |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
| | | | | | | | | | | |
Securities registered pursuant to Section 12(b) of the Act: |
Registrant | Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
CenterPoint Energy, Inc. | Common Stock, $0.01 par value | CNP | The New York Stock Exchange |
NYSE Chicago |
CenterPoint Energy Houston Electric, LLC | 6.95% General Mortgage Bonds due 2033 | n/a | The New York Stock Exchange |
CenterPoint Energy Resources Corp. | 6.625% Senior Notes due 2037 | n/a | The New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2).
Emerging Growth Company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o
Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
This Current Report on Form 8-K/A amends the Current Report on Form 8-K filed with the Securities and Exchange Commission on October 3, 2023 and dated as of September 27, 2023.
As previously disclosed, Thaddeus J. Malik and Ricky A. Raven were each appointed on September 27, 2023 to the Board of Directors (the "Board") of CenterPoint Energy, Inc., effective September 28, 2023. On December 13, 2023, at the recommendation of the Governance, Environmental and Sustainability Committee of the Board, the Board appointed (i) Mr. Malik to serve on the Audit, Compensation, and Governance, Environmental and Sustainability Committees of the Board and (ii) Mr. Raven to serve on the Compensation, and Governance, Environmental and Sustainability Committees of the Board.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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| CENTERPOINT ENERGY, INC. |
| | |
Date: December 15, 2023 | By: | /s/ Monica Karuturi |
| | Monica Karuturi |
| | Executive Vice President and General Counsel |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| | | | | | | | |
| CENTERPOINT ENERGY HOUSTON ELECTRIC, LLC |
| | |
Date: December 15, 2023 | By: | /s/ Monica Karuturi |
| | Monica Karuturi |
| | Executive Vice President and General Counsel |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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| CENTERPOINT ENERGY RESOURCES CORP. |
| | |
Date: December 15, 2023 | By: | /s/ Monica Karuturi |
| | Monica Karuturi |
| | Executive Vice President and General Counsel |