0000919574-11-002647.txt : 20110408
0000919574-11-002647.hdr.sgml : 20110408
20110408120024
ACCESSION NUMBER: 0000919574-11-002647
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110406
FILED AS OF DATE: 20110408
DATE AS OF CHANGE: 20110408
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BROWN THOMAS K
CENTRAL INDEX KEY: 0001378438
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26719
FILM NUMBER: 11748539
MAIL ADDRESS:
STREET 1: C/O SECOND CURVE CAPITAL, LLC
STREET 2: 237 PARK AVENUE, 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MERCANTILE BANK CORP
CENTRAL INDEX KEY: 0001042729
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 383360865
STATE OF INCORPORATION: MI
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 310 LEONARD STREET NW
CITY: GRAND RAPIDS
STATE: MI
ZIP: 49504
BUSINESS PHONE: 616 406-3000
MAIL ADDRESS:
STREET 1: 310 LEONARD STREET NW
CITY: GRAND RAPIDS
STATE: MI
ZIP: 49504
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SECOND CURVE CAPITAL LLC
CENTRAL INDEX KEY: 0001136704
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26719
FILM NUMBER: 11748541
BUSINESS ADDRESS:
STREET 1: 237 PARK AVENUE
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 646-563-7635
MAIL ADDRESS:
STREET 1: 237 PARK AVENUE
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
4
1
p111077048.xml
21989-0009
X0303
4
2011-04-06
0
0001042729
MERCANTILE BANK CORP
MBWM
0001136704
SECOND CURVE CAPITAL LLC
237 PARK AVENUE
9TH FLOOR
NEW YORK
NY
10017
0
0
1
0
0001378438
BROWN THOMAS K
C/O SECOND CURVE CAPITAL, LLC
237 PARK AVENUE, 9TH FLOOR
NEW YORK
NY
10017
0
0
1
0
Common Stock
2011-04-06
4
S
0
10000
8.89
D
918189
I
By Advisory Clients of Second Curve Capital LLC
Common Stock
2011-04-07
4
S
0
10000
8.95
D
908189
I
By Advisory Clients of Second Curve Capital LLC
These securities may be deemed to be beneficially owned by Second Curve Capital, LLC and Thomas K. Brown. Second Curve Capital, LLC is the investment manager of Second Curve Partners, LP, Second Curve Partners II, LP, Second Curve Partners International, Ltd., Second Curve Opportunity Fund, LP, Second Curve Opportunity Fund II, LP, Second Curve Opportunity Fund International, Ltd., Second Curve Vision Fund, LP, Second Curve Vision Fund International, Ltd. Thomas K. Brown is the managing member of Second Curve Capital, LLC. Each such Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Second Curve Capital, LLC, By: /s/ Thomas K. Brown
2011-04-08
/s/ Thomas K. Brown
2011-04-08