-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EVw5hg5oixi3NVH1L1k46ysU/dN6XrpLCE/c2FJGLFSN/oFn+NEFe2rP9fUPIA0f 1rATM+1fQ4TdBe9cRzdQOQ== 0000010427-02-000038.txt : 20020813 0000010427-02-000038.hdr.sgml : 20020813 20020813114215 ACCESSION NUMBER: 0000010427-02-000038 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020813 ITEM INFORMATION: Other events FILED AS OF DATE: 20020813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BAUSCH & LOMB INC CENTRAL INDEX KEY: 0000010427 STANDARD INDUSTRIAL CLASSIFICATION: DENTAL EQUIPMENT & SUPPLIES [3843] IRS NUMBER: 160345235 STATE OF INCORPORATION: NY FISCAL YEAR END: 1226 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-04105 FILM NUMBER: 02728443 BUSINESS ADDRESS: STREET 1: BAUSCH & LOMB INCORPORATED STREET 2: ONE BAUSCH & LOMB PLACE CITY: ROCHESTER STATE: NY ZIP: 14604-2701 BUSINESS PHONE: 5853386000 MAIL ADDRESS: STREET 1: ONE BAUSCH & LOMB PLACE STREET 2: P O BOX 54 CITY: ROCHESTER STATE: NY ZIP: 14604-2701 8-K 1 cert8-k.htm SECURITIES AND EXCHANGE COMMISSION




SECURITIES AND EXCHANGE COMMISSION


Washington, DC 20549

                                    


FORM 8-K


CURRENT REPORT


Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934


                                    



Date of Report (Date of earliest event reported): August 13, 2002


BAUSCH & LOMB INCORPORATED


(Exact name of registrant as specified in its charter)

 

New York
(State or other jurisdiction
of incorporation)

1-4105
(Commission
File Number)

16-0345235
(I.R.S. Employer
Identification No.)




One Bausch & Lomb Place, Rochester NY
(Address of principal executive offices)




14604-2701
(Zip Code)



Registrant's telephone number, including area code: (585) 338.6000

 

 

 

ITEM 7.     FINANCIAL STATEMENTS, PRO FORMA FINANCIAL INFORMATION
                    AND EXHIBITS

(a)

Financial statements of businesses acquired.
- - Not Applicable

(b)

Pro forma financial information.
- - Not Applicable

(c)

Exhibits.

The following exhibits are filed as part of this report.

99.1     Statement under oath of Ronald L. Zarrella, Chairman and Chief Executive
            Officer, sworn to on August 13, 2002, pursuant to the Order of the Securities
            and Exchange Commission, dated June 27, 2002.

99.2     Statement under oath of Stephen C. McCluski, Senior Vice President and
            Chief Financial Officer, sworn to on August 13, 2002, pursuant to the Order
            of the Securities and Exchange Commission, dated June 27, 2002.

ITEM 9.     REGULATION FD DISCLOSURE

On August 13, 2002, pursuant to the U.S. Securities and Exchange Commission Order dated June 27, 2002, entitled File No. 4-460: Order Requiring the Filing of Sworn Statements pursuant to Section 21(a)(1) of the Securities Exchange Act of 1134, the Company delivered to the Commission in written form on paper sworn statements of Ronald L. Zarrella, Chairman and Chief Executive Officer, and Stephen C. McCluski, Senior Vice President and Chief Financial Officer, as required by the Commission's Order. Copies of the statements are attached as exhibits hereto.

 




Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.



BAUSCH & LOMB INCORPORATED



/s/ Robert B. Stiles
Robert B. Stiles
Senior Vice President and General Counsel

Dated: August 13, 2002

 

Exhibit Index

 

Exhibit No.

Description

99.1

Statement under oath of Ronald L. Zarrella, Chairman and Chief Executive Officer, sworn to on August 13, 2002, pursuant to the Order of the Securities and Exchange Commission, dated June 27, 2002.


99.2


Statement under oath of Stephen C. McCluski, Senior Vice President and Chief Financial Officer, sworn to on August 13, 2002, pursuant to the Order of the Securities and Exchange Commission, dated June 27, 2002.

 

EX-99.1 3 exh99-1.htm CEO ATTESTATION STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE OFFICER AND PRINCIPAL FINANCIAL OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS

Exhibit 99.1

I, Ronald L. Zarrella, state and attest that:

(1)

To the best of my knowledge, based upon a review of the covered reports of Bausch & Lomb Incorporated and, except as corrected or supplemented in a subsequent covered report:

 

-      no covered report contained an untrue statement of a material fact as of the
       end of the period covered by such report (or in the case of a report on Form
       8-K or definitive proxy materials, as of the date on which it was filed); and

 

-     no covered report omitted to state a material fact necessary to make the
       statements in the covered report, in light of the circumstances under which
       they were made, not misleading as of the end of the period covered by such
       report (or in the case of a report on Form 8-K or definitive proxy materials,
       as of the date on which it was filed).


(2)


I have reviewed the contents of this statement with the Company's Audit Committee.


(3)


In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report":

 

-      Annual Report of Bausch & Lomb Incorporated on Form 10-K for the period
        ending December 29, 2001;

 

-      Quarterly Report of Bausch & Lomb Incorporated on Form 10-Q for the         period ending March 30, 2002;

 

-      Quarterly Report of Bausch & Lomb Incorporated on Form 10-Q for the
        period ending June 29, 2002;

 

-      Current Report of Bausch & Lomb Incorporated on Form 8-K, dated June 14,
        2002;

 

-      Current Report of Bausch & Lomb Incorporated on Form 8-K, dated June 26,
        2002; and

 

-      any amendments to the foregoing.

 


/s/ Ronald L. Zarrella                         
Ronald L. Zarrella
Chairman and Chief Executive Officer

August 13, 2002

Subscribed and sworn to
before me this 13 day of
August, 2002.

/s/   Robert B. Stiles        
Notary Public

 

My commission Expires:

 

March 31, 2004               

EX-99.2 4 exh99-2.htm CFO ATTESTATION STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE OFFICER AND PRINCIPAL FINANCIAL OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS

Exhibit 99.2

I, Stephen C. McCluski, state and attest that:

(1)

To the best of my knowledge, based upon a review of the covered reports of Bausch & Lomb Incorporated and, except as corrected or supplemented in a subsequent covered report:

 

-      no covered report contained an untrue statement of a material fact as of the
       end of the period covered by such report (or in the case of a report on Form
       8-K or definitive proxy materials, as of the date on which it was filed); and

 

-     no covered report omitted to state a material fact necessary to make the
       statements in the covered report, in light of the circumstances under which
       they were made, not misleading as of the end of the period covered by such
       report (or in the case of a report on Form 8-K or definitive proxy materials,
       as of the date on which it was filed).


(2)


I have reviewed the contents of this statement with the Company's Audit Committee.


(3)


In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report":

 

-      Annual Report of Bausch & Lomb Incorporated on Form 10-K for the period
        ending December 29, 2001;

 

-      Quarterly Report of Bausch & Lomb Incorporated on Form 10-Q for the         period ending March 30, 2002;

 

-      Quarterly Report of Bausch & Lomb Incorporated on Form 10-Q for the
        period ending June 29, 2002;

 

-      Current Report of Bausch & Lomb Incorporated on Form 8-K, dated June 14,
        2002;

 

-      Current Report of Bausch & Lomb Incorporated on Form 8-K, dated June 26,
        2002; and

 

-      any amendments to the foregoing.

 


/s/ Stephen C. McCluski                         
Stephen C. McCluski
Senior Vice President and Chief Financial Officer

August 13, 2002

Subscribed and sworn to
before me this 13 day of
August, 2002.

/s/   Robert B. Stiles        
Notary Public

 

My commission Expires:

 

March 31, 2004               

 

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