0001179110-17-015937.txt : 20171229 0001179110-17-015937.hdr.sgml : 20171229 20171229160741 ACCESSION NUMBER: 0001179110-17-015937 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171227 FILED AS OF DATE: 20171229 DATE AS OF CHANGE: 20171229 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COHEN PETER A CENTRAL INDEX KEY: 0001042589 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34516 FILM NUMBER: 171282040 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COWEN INC. CENTRAL INDEX KEY: 0001466538 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-845-7900 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: COWEN GROUP, INC. DATE OF NAME CHANGE: 20091102 FORMER COMPANY: FORMER CONFORMED NAME: LexingtonPark Parent Corp DATE OF NAME CHANGE: 20090617 4 1 edgar.xml FORM 4 - X0306 4 2017-12-27 0 0001466538 COWEN INC. COWN 0001042589 COHEN PETER A COWEN INC. 599 LEXINGTON AVENUE NEW YORK NY 10022 1 0 0 0 Class A Common Stock 2017-12-27 4 D 0 251127 D 889877 D Represents shares underlying previously granted RSUs that were cancelled and settled for an aggregate amount of $3,575,622 in cash pursuant to the Transition Agreement, dated as of November 30, 2017, between the Reporting Person and the Company, in connection with the Reporting Person's resignation as the Company's CEO as of December 27, 2017. /s/ Peter A. Cohen 2017-12-27