0001042537-23-000009.txt : 20231114 0001042537-23-000009.hdr.sgml : 20231114 20231114094121 ACCESSION NUMBER: 0001042537-23-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231114 DATE AS OF CHANGE: 20231114 EFFECTIVENESS DATE: 20231114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LITTLEJOHN & CO LLC CENTRAL INDEX KEY: 0001042537 IRS NUMBER: 263847943 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21199 FILM NUMBER: 231402158 BUSINESS ADDRESS: STREET 1: 8 SOUND SHORE DR STREET 2: SUITE 303 CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2035523532 MAIL ADDRESS: STREET 1: 8 SOUND SHORE DR STREET 2: SUITE 303 CITY: GREENWICH STATE: CT ZIP: 06830 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001042537 XXXXXXXX 09-30-2023 09-30-2023 LITTLEJOHN & CO LLC
8 SOUND SHORE DR SUITE 303 GREENWICH CT 06830
13F HOLDINGS REPORT 028-21199 N
Kenneth E Warren CFO 2035523500 Kenneth E. Warren Scarsdale NY 11-14-2023 0 44 117680029 false
INFORMATION TABLE 2 XBRL13FInfoTable58.xml 7GC & CO HOLDINGS INC *W EXP 12/28/202 81786A115 1145 10000 SH Call SOLE 10000 0 0 AEYE INC *W EXP 09/30/202 008183113 183 16666 SH Call SOLE 16665 0 1 ALGOMA STL GROUP INC COM 015658107 13416461 1973009 SH SOLE 1951093 0 21916 ALIGHT INC COM CL A 01626W101 8524832 1202374 SH SOLE 0 0 1202374 ALLURION TECHNOLOGIES INC *W EXP 07/31/202 02008G110 3483 3827 SH Call SOLE 3827 0 0 ALTITUDE ACQUISITION CORP *W EXP 11/30/202 02156Y111 450 7500 SH Call SOLE 7500 0 0 ALVOTECH ORDINARY SHARES L01800108 10327406 1132391 SH SOLE 1132391 0 0 APPRECIATE HOLDINGS INC *W EXP 11/29/202 03832J114 83 8332 SH Call SOLE 8332 0 0 ARES ACQUISITION CORPORATION *W EXP 02/02/202 G33032122 9915 15000 SH Call SOLE 15000 0 0 ATLANTIC COASTAL ACQUISTN CO *W EXP 03/02/202 048453112 467 16666 SH Call SOLE 16666 0 0 AVEANNA HEALTHCARE HLDGS INC COM 05356F105 8861737 7446838 SH SOLE 3537999 0 3908839 CBL & ASSOC PPTYS INC COMMON STOCK 124830878 40873320 1948204 SH SOLE 1948204 0 0 CF ACQUISITION CORP IV *W EXP 12/31/202 12520T110 417 8332 SH Call SOLE 8332 0 0 CF ACQUISITION CORP VIII *W EXP 03/31/202 12520C117 1762 6249 SH Call SOLE 6249 0 0 CHEFS WHSE INC COM 163086101 1631855 77047 SH SOLE 9647 0 67400 CHURCHILL CAPITAL CORP V *W EXP 10/29/202 17144T115 1156 6249 SH Call SOLE 6249 0 0 COMPOSECURE INC *W EXP 12/27/202 20459V113 198000 300000 SH Call SOLE 300000 0 0 CONX CORP *W EXP 10/30/202 212873111 1875 12500 SH Call SOLE 12500 0 0 CORNER GROWTH ACQUISITION CO *W EXP 99/99/999 G2425N113 1543 16666 SH Call SOLE 16666 0 0 CROSS CTRY HEALTHCARE INC COM 227483104 4081996 164663 SH SOLE 0 0 164663 EFFECTOR THERAPEUTICS INC *W EXP 12/31/202 28202V116 1267 16666 SH Call SOLE 16666 0 0 FAST ACQUISITION CORP II *W EXP 03/16/2026 311874119 9375 18749 SH Call SOLE 18749 0 0 FORAFRIC GLOBAL PLC *W EXP 06/09/202 X3R81D110 29750 25000 SH Call SOLE 25000 0 0 FOREST ROAD ACQUISITION COR *W EXP 01/15/202 34619V111 613 29192 SH Call SOLE 29192 0 0 GLATFELTER CORPORATION COM 377320106 1702194 851097 SH SOLE 0 0 851097 GOLDEN ARROW MERGER CORP *W EXP 07/31/202 380799114 598 16515 SH Call SOLE 16515 0 0 INSMED INC NOTE 0.750% 6/0 457669AB5 3988000 4000000 PRN SOLE 4000000 0 0 ISHARES TR Put 464287655 944000 500000 SH Put SOLE 500000 0 0 KORE GROUP HLDGS INC *W EXP 09/30/202 50066V115 1178 16666 SH Call SOLE 16666 0 0 LUMIRADX LTD *W EXP 09/28/202 G5709L117 569 19634 SH Call SOLE 19634 0 0 NERDY INC CL A COM 64081V109 4621 1249 SH SOLE 512 0 737 NORTHERN STAR INVSTMNT CORP *W EXP 01/31/202 66573W115 233 8000 SH Call SOLE 8000 0 0 PAYONEER GLOBAL INC *W EXP 06/25/202 70451X112 5399 6666 SH Call SOLE 6666 0 0 PROSOMNUS INC *W EXP 04/20/202 50535E116 37815 581771 SH Call SOLE 581771 0 0 PROSOMNUS INC COMMON STOCK 50535E108 91666 83333 SH SOLE 83333 0 0 RUMBLE INC *W EXP 09/16/202 78137L113 5850 5000 SH Call SOLE 5000 0 0 SATELLOGIC INC *W EXP 01/25/202 G7823S119 710 8332 SH Call SOLE 3416 0 4916 SELINA HOSPITALITY PLC *W EXP 10/27/202 G8059B119 208 16666 SH Call SOLE 6833 0 9833 SERITAGE GROWTH PPTYS CL A 81752R100 7072897 913811 SH SOLE 77290 0 836521 SPECTRAL AI INC *W EXP 09/11/202 84757T113 5950 45766 SH Call SOLE 45766 0 0 SUNCAR TECHNOLOGY GROUP INC *W EXP 05/17/202 G85727116 5031 38700 SH Call SOLE 38700 0 0 TENET HEALTHCARE CORP COM NEW 88033G407 13708019 208044 SH SOLE 37242 0 170802 WW INTL INC COM 98262P101 553500 50000 SH SOLE 0 0 50000 WW INTL INC Call 98262P101 1572500 1200000 SH Call SOLE 1200000 0 0