0001042537-23-000007.txt : 20230809 0001042537-23-000007.hdr.sgml : 20230809 20230809090802 ACCESSION NUMBER: 0001042537-23-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230809 DATE AS OF CHANGE: 20230809 EFFECTIVENESS DATE: 20230809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LITTLEJOHN & CO LLC CENTRAL INDEX KEY: 0001042537 IRS NUMBER: 263847943 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21199 FILM NUMBER: 231153587 BUSINESS ADDRESS: STREET 1: 8 SOUND SHORE DR STREET 2: SUITE 303 CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2035523532 MAIL ADDRESS: STREET 1: 8 SOUND SHORE DR STREET 2: SUITE 303 CITY: GREENWICH STATE: CT ZIP: 06830 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001042537 XXXXXXXX 06-30-2023 06-30-2023 LITTLEJOHN & CO LLC

8 SOUND SHORE DR SUITE 303 GREENWICH CT 06830

13F HOLDINGS REPORT 028-21199 N Kenneth E. Warren 2035523549 Kenneth Warren Greenwich CT 08-09-2023 0 52 143554141 false INFORMATION TABLE 2 XBRL13FInfoTable56.xml 6.30.23 13F FILING 7GC & CO HOLDINGS INC *W EXP 12/28/202 81786A115 900 10000 SH Call SOLE 10000 0 0 AEYE INC *W EXP 09/30/202 008183113 167 16666 SH Call SOLE 16666 0 0 ALGOMA STL GROUP INC COM 015658107 15909297 2240746 SH SOLE 2240746 0 0 ALIGHT INC COM CL A 01626W101 10934792 1183419 SH SOLE 0 0 1183419 ALTI GLOBAL INC CL A 02157E106 6373 832 SH SOLE 341 0 491 ALTITUDE ACQUISITION CORP *W EXP 11/30/202 02156Y111 394 7500 SH Call SOLE 7500 0 0 ALVOTECH ORDINARY SHARES L01800108 8764706 1132391 SH SOLE 1132391 0 0 APPRECIATE HOLDINGS INC *W EXP 11/29/202 03832J114 210 8332 SH Call SOLE 8332 0 0 ARES ACQUISITION CORPORATION *W EXP 02/02/202 G33032122 12000 15000 SH Call SOLE 15000 0 0 ASGN INC COM 00191U102 5378579 71117 SH SOLE 0 0 71117 ATENTO S A SHS L0427L204 283404 283404 SH SOLE 91157 0 192247 ATLANTIC COASTAL ACQUISTN CO *W EXP 03/02/202 048453112 377 16666 SH Call SOLE 16666 0 0 AVEANNA HEALTHCARE HLDGS INC COM 05356F105 10913307 6457578 SH SOLE 3451570 0 3006008 CBL & ASSOC PPTYS INC COMMON STOCK 124830878 43227669 1961328 SH SOLE 1939185 0 22143 CF ACQUISITION CORP IV *W EXP 12/31/202 12520T110 528 8332 SH Call SOLE 8332 0 0 CF ACQUISITION CORP VIII *W EXP 03/31/202 12520C117 310 6249 SH Call SOLE 6249 0 0 CHURCHILL CAPITAL CORP V *W EXP 10/29/202 17144T115 1125 6249 SH Call SOLE 6249 0 0 COMPOSECURE INC *W EXP 12/27/202 20459V113 315000 300000 SH Call SOLE 300000 0 0 COMPUTE HEALTH ACQUISITIN CO *W EXP 01/25/202 204833115 3125 6249 SH Call SOLE 6249 0 0 CONX CORP *W EXP 10/30/202 212873111 2250 12500 SH Call SOLE 12500 0 0 CORNER GROWTH ACQUISITION CO *W EXP 99/99/999 G2425N113 2167 16666 SH Call SOLE 16666 0 0 CROSS CTRY HEALTHCARE INC COM 227483104 8358096 297653 SH SOLE 297653 0 0 EFFECTOR THERAPEUTICS INC *W EXP 12/31/202 28202V116 2608 16666 SH Call SOLE 16666 0 0 FAST ACQUISITION CORP II *W EXP 03/16/202 311874119 13104 18749 SH Call SOLE 18749 0 0 FATHOM DIGITAL MFG CORP *W EXP 12/23/202 31189Y111 81 6249 SH Call SOLE 6249 0 0 FERROGLOBE PLC SHS G33856108 964957 202297 SH SOLE 31167 0 171130 FORAFRIC GLOBAL PLC *W EXP 06/09/202 X3R81D110 23750 25000 SH Call SOLE 17827 0 7173 FOREST ROAD ACQUISITION COR *W EXP 01/15/202 34619V111 4379 29192 SH Call SOLE 29192 0 0 FORUM MERGER IV CORP *W EXP 03/15/202 349875112 82 137074 SH Call SOLE 137073 0 1 GLATFELTER CORPORATION COM 377320106 2433090 805659 SH SOLE 0 0 805659 GMS INC COM 36251C103 4509487 65166 SH SOLE 24302 0 40864 GMS INC Call 36251C103 60000 200000 SH Call SOLE 200000 0 0 GOLDEN ARROW MERGER CORP *W EXP 07/31/202 380799114 495 16515 SH Call SOLE 16515 0 0 INSMED INC NOTE 0.750% 6/0 457669AB5 3375000 4000000 PRN SOLE 4000000 0 0 ISHARES TR Put 464287655 511000 400000 SH Put SOLE 400000 0 0 KORE GROUP HLDGS INC *W EXP 09/30/202 50066V115 2000 16666 SH Call SOLE 16666 0 0 LUMIRADX LTD *W EXP 09/28/202 G5709L117 420 19634 SH Call SOLE 19634 0 0 NERDY INC *W EXP 08/16/202 64081V117 2740 5000 SH Call SOLE 5000 0 0 NORTHERN STAR INVSTMNT CORP *W EXP 01/31/202 66573W115 150 8000 SH Call SOLE 8000 0 0 OFFICE PPTYS INCOME TR Call 67623C109 101125 160500 SH Call SOLE 160500 0 0 PAYONEER GLOBAL INC *W EXP 06/25/202 70451X112 3333 6666 SH Call SOLE 6666 0 0 PROSOMNUS INC COMMON STOCK 50535E108 249999 83333 SH SOLE 83333 0 0 PROSOMNUS INC *W EXP 04/20/202 50535E116 46833 581771 SH Call SOLE 581771 0 0 ROSECLIFF ACQUISITION CORP I *W EXP 02/11/202 77732R111 2792 45766 SH Call SOLE 45766 0 0 RUMBLE INC *W EXP 09/16/202 78137L113 10700 5000 SH Call SOLE 5000 0 0 SATELLOGIC INC *W EXP 01/25/202 G7823S119 1166 8332 SH Call SOLE 8332 0 0 SELINA HOSPITALITY PLC *W EXP 10/27/202 G8059B119 980 16666 SH Call SOLE 16666 0 0 SERITAGE GROWTH PPTYS CL A 81752R100 7070679 792677 SH SOLE 88239 0 704438 SUNCAR TECHNOLOGY GROUP INC *W EXP 05/17/202 G85727116 13545 38700 SH Call SOLE 38700 0 0 TENET HEALTHCARE CORP COM NEW 88033G407 16930621 208044 SH SOLE 37242 0 170802 UNITED STS OIL FD LP UNITS 91232N207 2224250 35000 SH SOLE 35000 0 0 WW INTL INC Call 98262P101 880000 850000 SH Call SOLE 850000 0 0