0001042537-22-000004.txt : 20220516 0001042537-22-000004.hdr.sgml : 20220516 20220516091142 ACCESSION NUMBER: 0001042537-22-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220516 DATE AS OF CHANGE: 20220516 EFFECTIVENESS DATE: 20220516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LITTLEJOHN & CO LLC CENTRAL INDEX KEY: 0001042537 IRS NUMBER: 263847943 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21199 FILM NUMBER: 22925908 BUSINESS ADDRESS: STREET 1: 8 SOUND SHORE DR STREET 2: SUITE 303 CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2035523532 MAIL ADDRESS: STREET 1: 8 SOUND SHORE DR STREET 2: SUITE 303 CITY: GREENWICH STATE: CT ZIP: 06830 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001042537 XXXXXXXX 03-31-2022 03-31-2022 LITTLEJOHN & CO LLC

8 SOUND SHORE DR SUITE 303 GREENWICH CT 06830

13F HOLDINGS REPORT 028-21199 N Jacqueline Zucker General Counsel Jacqueline Zucker Pleasantville NY 05-16-2022 0 174 381369 false INFORMATION TABLE 2 XBRL13FInfoTable38.xml 13F HOLDINGS REPORT 1Q22 10X CAPITAL VENTURE ACQ III UNIT 99/99/9999 G87077122 251 25000 SH SOLE 0 0 25000 7GC & CO HOLDINGS INC COM CL A 81786A107 196 20000 SH SOLE 8200 0 11800 7GC & CO HOLDINGS INC *W EXP 12/23/202 81786A115 2 10000 SH Call SOLE 10000 0 0 ADIENT PLC ORD SHS G0084W101 8127 199329 SH SOLE 38756 0 160573 ADIENT PLC Call G0084W101 743 300000 SH Call SOLE 300000 0 0 AEYE INC *W EXP 09/30/202 008183113 19 16666 SH Call SOLE 16666 0 0 ALGOMA STL GROUP INC COM 015658107 32925 2926625 SH SOLE 2732062 0 194563 ALIGHT INC COM CL A 01626W101 10000 1005068 SH SOLE 1005068 0 0 ALTITUDE ACQUISITION CORP COM CL A 02156Y103 100 10000 SH SOLE 4100 0 5900 ALTITUDE ACQUISITION CORP *W EXP 11/30/202 02156Y111 1 7500 SH Call SOLE 7500 0 0 ALTUS POWER INC COM CL A 02217A102 186 25000 SH SOLE 10250 0 14750 ALTUS POWER INC *W EXP 12/09/202 02217A110 10 6249 SH Call SOLE 6249 0 0 ARES ACQUISITION CORPORATION COM CL A G33032106 736 75000 SH SOLE 30750 0 44250 ARES ACQUISITION CORPORATION *W EXP 99/99/999 G33032122 6 15000 SH Call SOLE 15000 0 0 ASSERTIO HOLDINGS INC COM NEW 04546C205 2714 945677 SH SOLE 814791 0 130886 ATENTO S A SHS L0427L204 7778 281284 SH SOLE 93753 0 187531 ATLANTIC COASTAL ACQUISTN CO *W EXP 03/02/202 048453112 3 16666 SH Call SOLE 16666 0 0 ATLANTIC COASTAL ACQUISTN CO CLASS A COM 048453104 489 50000 SH SOLE 20500 0 29500 ATLAS CREST INVESTMENT CORP *W EXP 02/03/202 049287113 2 6249 SH Call SOLE 6249 0 0 ATLAS CREST INVESTMENT CORP COM CL A 049287105 246 25000 SH SOLE 10250 0 14750 AUDACY INC CL A 05070N103 3693 1277798 SH SOLE 543768 0 734030 AVEANNA HEALTHCARE HLDGS INC COM 05356F105 11816 3465101 SH SOLE 1226317 0 2238784 BIOTECH ACQUISITION COMPANY *W EXP 11/30/202 G1125A116 6 25000 SH Call SOLE 25000 0 0 BIOTECH ACQUISITION COMPANY CL A SHS G1125A108 493 50000 SH SOLE 20500 0 29500 BOA ACQUISITION CORP *W EXP 02/22/202 05601A117 4 16666 SH Call SOLE 16666 0 0 BOA ACQUISITION CORP COM CL A 05601A109 495 50000 SH SOLE 20500 0 29500 BRIGHT LIGHTS ACQUISITION CO COM CL A 10920K101 494 50000 SH SOLE 20500 0 29500 BRIGHT LIGHTS ACQUISITION CO *W EXP 01/01/202 10920K119 14 25000 SH Call SOLE 25000 0 0 BRIGHTSPIRE CAPITAL INC COM CL A 10949T109 6442 696421 SH SOLE 254943 0 441478 CARNEY TECHNOLOGY ACQU CORP *W EXP 11/30/202 143636116 3 8332 SH Call SOLE 8332 0 0 CARNEY TECHNOLOGY ACQU CORP CL A COMMON STK 143636108 246 25000 SH SOLE 10250 0 14750 CARTESIAN GROWTH CORP CL A SHS G19276107 99 10000 SH SOLE 4100 0 5900 CARTESIAN GROWTH CORP *W EXP 02/26/202 G19276115 2 3332 SH Call SOLE 3332 0 0 CBL & ASSOC PPTYS INC COMMON STOCK 124830878 85456 2598223 SH SOLE 1875197 0 723026 CF ACQUISITION CORP IV *W EXP 12/31/202 12520T110 3 8332 SH Call SOLE 8332 0 0 CF ACQUISITION CORP IV COM CL A 12520T102 245 25000 SH SOLE 10250 0 14750 CF ACQUISITION CORP VI *W EXP 02/18/202 12521J111 17 5000 SH Call SOLE 2050 0 2950 CF ACQUISITION CORP VIII *W EXP 03/31/202 12520C117 2 6249 SH Call SOLE 6249 0 0 CHURCHILL CAPITAL CORP V *W EXP 10/29/202 17144T115 4 6249 SH Call SOLE 6249 0 0 COMPOSECURE INC *W EXP 12/27/202 20459V113 474 300000 SH Call SOLE 300000 0 0 COMPUTE HEALTH ACQUISITIN CO COM CL A 204833107 245 25000 SH SOLE 10250 0 14750 COMPUTE HEALTH ACQUISITIN CO *W EXP 01/25/202 204833115 3 6249 SH Call SOLE 6249 0 0 CONCORD ACQUISITION CORP *W EXP 11/28/202 206071110 18 15000 SH Call SOLE 15000 0 0 CONX CORP *W EXP 10/30/202 212873111 5 12500 SH Call SOLE 12500 0 0 CONX CORP COM CL A 212873103 493 50000 SH SOLE 20500 0 29500 CORNER GROWTH ACQUISITION CO CL A SHS G2425N105 491 50000 SH SOLE 20500 0 29500 CORNER GROWTH ACQUISITION CO *W EXP 99/99/999 G2425N113 4 16666 SH Call SOLE 6833 0 9833 CROSS CTRY HEALTHCARE INC Call 227483104 408 300000 SH Call SOLE 300000 0 0 CROSS CTRY HEALTHCARE INC COM 227483104 1478 68227 SH SOLE 0 0 68227 CUMULUS MEDIA INC COM CL A 231082801 8829 887362 SH SOLE 283949 0 603413 DEEP LAKE CAPITAL ACQUSTN CO *W EXP 01/04/202 G27029118 3 12500 SH Call SOLE 12498 0 2 DEEP LAKE CAPITAL ACQUSTN CO CL A SHS G27029100 246 25000 SH SOLE 10250 0 14750 DELWINDS INS ACQUISITION COR *W EXP 08/01/202 24803C110 8 25000 SH Call SOLE 25000 0 0 DELWINDS INS ACQUISITION COR COM CLS A 24803C102 497 50000 SH SOLE 20500 0 29500 EFFECTOR THERAPEUTICS INC *W EXP 12/31/202 28202V116 7 16666 SH Call SOLE 16666 0 0 EMERALD HOLDING INC COM 29103W104 254 74846 SH SOLE 22130 0 52716 EPIPHANY TECHNOLOGY ACQUISIT COM CL A 29429X109 491 50000 SH SOLE 20500 0 29500 EPIPHANY TECHNOLOGY ACQUISIT *W EXP 01/12/202 29429X117 6 16666 SH Call SOLE 16666 0 0 FAR PEAK ACQUISITION CORP *W EXP 12/07/202 G3312L111 27 16666 SH Call SOLE 16666 0 0 FAST ACQUISITION CORP II *W EXP 03/16/202 311874119 6 18749 SH Call SOLE 18749 0 0 FAST ACQUISITION CORP II CL A 311874101 731 75000 SH SOLE 30750 0 44250 FATHOM DIGITAL MFG CORP *W EXP 12/22/202 31189Y111 5 6249 SH Call SOLE 6249 0 0 FIGURE ACQUISITION CORP I *W EXP 03/31/202 302438114 3 5000 SH Call SOLE 5000 0 0 FIGURE ACQUISITION CORP I COM CL A 302438106 98 10000 SH SOLE 4100 0 5900 FOREST ROAD ACQUISITION COR *W EXP 01/15/202 34619V111 13 29192 SH Call SOLE 29192 0 0 FOREST ROAD ACQUISITION COR CL A 34619V103 1426 145963 SH SOLE 59845 0 86118 FORGE GLOBAL HOLDINGS INC *W EXP 03/29/202 34629L111 22 13332 SH Call SOLE 13332 0 0 FORTRESS CAPITAL ACQUISITION SHS CL A G36427105 1087 110009 SH SOLE 45104 0 64905 FORTRESS CAPITAL ACQUISITION *W EXP 99/99/999 G36427121 9 22001 SH Call SOLE 22001 0 0 FORUM MERGER IV CORP *W EXP 03/15/202 349875112 63 137074 SH Call SOLE 137074 0 0 FORUM MERGER IV CORP CLASS A COM 349875104 5357 548299 SH SOLE 224803 0 323496 FTAC ATHENA ACQUISITION CORP *W EXP 03/01/202 G37283119 1 2500 SH Call SOLE 2500 0 0 FTAC ATHENA ACQUISITION CORP CL A SHS G37283101 98 10000 SH SOLE 4100 0 5900 FTAC HERA ACQUISITION CORP *W EXP 02/28/202 G3728Y111 3 6500 SH Call SOLE 6500 0 0 FTAC HERA ACQUISITION CORP CLASS A ORD SHS G3728Y103 255 26000 SH SOLE 10660 0 15340 FUSION ACQUISITION CORP II COM CL A 36118N102 245 25000 SH SOLE 10250 0 14750 FUSION ACQUISITION CORP II *W EXP 02/29/202 36118N110 2 8332 SH Call SOLE 8332 0 0 GLOBALSTAR INC Call 378973408 440 1650000 SH Call SOLE 1650000 0 0 GLOBIS ACQUISITION CORP *W EXP 11/01/202 379582117 14 25000 SH Call SOLE 25000 0 0 GMS INC COM 36251C103 40275 809228 SH SOLE 288446 0 520782 GO ACQUISITION CORP COM 362019101 248 25000 SH SOLE 10250 0 14750 GO ACQUISITION CORP *W EXP 08/31/202 362019119 1 8332 SH Call SOLE 8332 0 0 GOLDEN ARROW MERGER CORP CLASS A COM 380799106 484 49546 SH SOLE 20314 0 29232 GOLDEN ARROW MERGER CORP *W EXP 07/31/202 380799114 4 16515 SH Call SOLE 16515 0 0 GOLDENBRIDGE ACQUISITION LTD *W EXP 10/28/202 G3970D120 3 38700 SH Call SOLE 38700 0 0 GOLDENBRIDGE ACQUISITION LTD SHS G3970D104 389 38700 SH SOLE 15867 0 22833 GOLDENBRIDGE ACQUISITION LTD RIGHT 10/28/2025 G3970D138 6 38700 SH Call SOLE 38700 0 0 HUDSON EXECUTIVE INVES III COM CL A 44376L107 254 26000 SH SOLE 10660 0 15340 HUDSON EXECUTIVE INVES III *W EXP 02/22/202 44376L115 2 5200 SH Call SOLE 5200 0 0 HYSTER YALE MATLS HANDLING I CL A 449172105 4138 124595 SH SOLE 51870 0 72725 IG ACQUISITION CORP *W EXP 10/05/202 449534114 6 19549 SH Call SOLE 19549 0 0 IG ACQUISITION CORP COM CL A 449534106 386 39100 SH SOLE 16031 0 23069 INSMED INC NOTE 0.750% 6/0 457669AB5 3876 40000 PRN SOLE 40000 0 0 INSU ACQUISITION CORP III *W EXP 12/31/202 457817112 2 8332 SH Call SOLE 8332 0 0 INSU ACQUISITION CORP III COM CL A 457817104 246 25000 SH SOLE 10250 0 14750 IRONSOURCE LTD CL A ORD SHS M5R75Y101 38 8000 SH SOLE 3280 0 4720 ISHARES TR Put 464287655 6334 1600000 SH Put SOLE 1600000 0 0 ITHAX ACQUISITION CORP *W EXP 02/01/202 G49775128 4 12500 SH Call SOLE 12500 0 0 ITHAX ACQUISITION CORP CL A SHS G49775102 247 25000 SH SOLE 10250 0 14750 KISMET ACQUISITION TWO CORP UNIT 99/99/9999 G52807123 10 1000 SH SOLE 410 0 590 KORE GROUP HOLDINGS INC *W EXP 99/99/999 50066V115 16 16666 SH Call SOLE 16666 0 0 LEFTERIS ACQUISITION CORP *W EXP 10/23/202 52470X117 3 13232 SH Call SOLE 13171 0 61 LEFTERIS ACQUISITION CORP COM CL A 52470X109 391 39700 SH SOLE 16277 0 23423 LIVE OAK MOBILITY ACQUISI CO *W EXP 03/04/202 538126111 1 2000 SH Call SOLE 2000 0 0 LIVE OAK MOBILITY ACQUISI CO COM CL A 538126103 98 10000 SH SOLE 4100 0 5900 LUMIRADX LTD *W EXP 09/28/202 G5709L117 16 19634 SH Call SOLE 19634 0 0 MASON INDUSTRIAL TECHNOLGY I *W EXP 99/99/999 57520Y114 5 16666 SH Call SOLE 16666 0 0 MASON INDUSTRIAL TECHNOLGY I COM CL A 57520Y106 489 50000 SH SOLE 20500 0 29500 MEDICUS SCIENCES ACQUISITION CL A SHS G5960S108 196 20000 SH SOLE 8200 0 11800 MEDICUS SCIENCES ACQUISITION *W EXP 02/12/202 G5960S124 1 2222 SH Call SOLE 2222 0 0 NATIONAL CINEMEDIA INC COM 635309107 1724 678669 SH SOLE 245884 0 432785 NERDY INC *W EXP 08/16/202 64081V117 6 5000 SH Call SOLE 2050 0 2950 NEW RESIDENTIAL INVT CORP Call 64828T201 178 400000 SH Call SOLE 400000 0 0 NMI HLDGS INC CL A 629209305 7018 340350 SH SOLE 122133 0 218217 NMI HLDGS INC Call 629209305 33 200000 SH Call SOLE 200000 0 0 NORTHERN STAR INVEST CORP II *W EXP 02/25/202 66574L118 2 4332 SH Call SOLE 4332 0 0 NORTHERN STAR INVEST CORP II COM CL A 66574L100 255 26000 SH SOLE 10660 0 15340 NORTHERN STAR INVSTMNT CORP *W EXP 01/31/202 66573W115 3 8000 SH Call SOLE 8000 0 0 NORTHERN STAR INVSTMNT CORP COM CLASS A 66573W107 357 36529 SH SOLE 14977 0 21552 OYSTER ENTERPRISES ACQ CORP COM CL A 69242M104 1343 137204 SH SOLE 56254 0 80950 OYSTER ENTERPRISES ACQ CORP *W EXP 01/20/202 69242M112 16 68602 SH Call SOLE 68602 0 0 PAR PAC HOLDINGS INC Call 69888T207 700 600000 SH Call SOLE 600000 0 0 PAR PAC HOLDINGS INC COM NEW 69888T207 21652 1662948 SH SOLE 1043279 0 619669 PARTY CITY HOLDCO INC Call 702149105 168 1000000 SH Call SOLE 1000000 0 0 PARTY CITY HOLDCO INC COM 702149105 5017 1401272 SH SOLE 765901 0 635371 PAYONEER GLOBAL INC COM 70451X104 45 10000 SH SOLE 4100 0 5900 PAYONEER GLOBAL INC *W EXP 06/25/202 70451X112 8 6666 SH Call SOLE 6666 0 0 PEAR THERAPEUTICS INC *W EXP 12/03/202 704723113 7 8332 SH Call SOLE 8332 0 0 PINE IS ACQUISITION CORP CL A 722615101 83 8408 SH SOLE 6951 0 1457 PINE IS ACQUISITION CORP *W EXP 10/29/202 722615119 5 10000 SH Call SOLE 9999 0 1 PINE TECHNOLOGY ACQUISITN CO *W EXP 03/31/202 722850112 18 78332 SH Call SOLE 78332 0 0 PINE TECHNOLOGY ACQUISITN CO CLASS A COM 722850104 2303 235000 SH SOLE 96350 0 138650 PIVOTAL INVESTMENT CORP III UNIT 01/28/2028 72582M205 49 5000 SH SOLE 5000 0 0 PLAYSTUDIOS INC *W EXP 06/17/202 72815G116 10 11943 SH Call SOLE 4897 0 7046 PLAYTIKA HLDG CORP Call 72815L107 1490 650000 SH Call SOLE 650000 0 0 PLAYTIKA HLDG CORP COM 72815L107 14699 760429 SH SOLE 760429 0 0 PMV CONSUMER ACQUISITION COR *W EXP 08/31/202 693486110 3 12500 SH Call SOLE 12500 0 0 PMV CONSUMER ACQUISITION COR COM 693486102 247 25000 SH SOLE 10250 0 14750 PONTEM CORPORATION *W EXP 01/05/202 G71707122 5 16666 SH Call SOLE 16666 0 0 PONTEM CORPORATION SHS CL A G71707106 491 50000 SH SOLE 20500 0 29500 POPULATION HEALTH INVS CO IN SHS CL A G71716107 246 25000 SH SOLE 10250 0 14750 POPULATION HEALTH INVS CO IN *W EXP 10/01/202 G71716115 2 8332 SH Call SOLE 8331 0 1 PROPTECH INVESTMENT CORP II COM CL A 743497109 246 25000 SH SOLE 10250 0 14750 PROPTECH INVESTMENT CORP II *W EXP 12/08/202 743497117 2 8332 SH Call SOLE 8332 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347B201 4239 206986 SH SOLE 206986 0 0 RADIAN GROUP INC COM 750236101 5747 258745 SH SOLE 110138 0 148607 REDBALL ACQUISITION CORP *W EXP 08/17/202 G7417R113 7 8332 SH Call SOLE 8332 0 0 ROSECLIFF ACQUISITION CORP I COM CL A 77732R103 1340 137300 SH SOLE 56293 0 81007 ROSECLIFF ACQUISITION CORP I *W EXP 02/11/202 77732R111 8 45766 SH Call SOLE 45766 0 0 SATELLOGIC INC *W EXP 01/25/202 G7823S119 6 8332 SH Call SOLE 8332 0 0 SCION TECH GROWTH I *W EXP 11/01/202 G31067112 2 8332 SH Call SOLE 8332 0 0 SCION TECH GROWTH I CL A SHS G31067104 246 25000 SH SOLE 10250 0 14750 SERITAGE GROWTH PPTYS CL A 81752R100 5417 427914 SH SOLE 70434 0 357480 SERITAGE GROWTH PPTYS Call 81752R100 808 850000 SH Call SOLE 850000 0 0 SERVICE PPTYS TR COM SH BEN INT 81761L102 3125 353943 SH SOLE 136579 0 217364 SIMON PROPERTY GRP ACQ HOLDI COM CL A 82880R103 489 50000 SH SOLE 20500 0 29500 SIMON PROPERTY GRP ACQ HOLDI *W EXP 02/04/202 82880R111 5 10000 SH Call SOLE 10000 0 0 SPDR S&P 500 ETF TR Put 78462F103 220 250000 SH Put SOLE 250000 0 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 8092 165510 SH SOLE 48587 0 116923 SPORTSTEK ACQUISITION CORP COM CL A 849196100 489 50000 SH SOLE 20500 0 29500 SPORTSTEK ACQUISITION CORP *W EXP 02/16/202 849196118 5 25000 SH Call SOLE 25000 0 0 TALOS ENERGY INC COM 87484T108 8420 533273 SH SOLE 533273 0 0 TCW SPECIAL PURPOSE ACQU COR *W EXP 99/99/999 87301L114 8 25000 SH Call SOLE 25000 0 0 TCW SPECIAL PURPOSE ACQU COR COM CL A 87301L106 731 75000 SH SOLE 30750 0 44250 TEAM INC COM 878155100 1320 597221 SH SOLE 226207 0 371014 TENET HEALTHCARE CORP COM NEW 88033G407 15450 179732 SH SOLE 49579 0 130153 UNITED STS OIL FD LP Call 91232N207 1887 700000 SH Call SOLE 700000 0 0 VY GLOBAL GROWTH COM CL A G9444H100 248 25000 SH SOLE 10250 0 14750 VY GLOBAL GROWTH *W EXP 01/30/203 G9444H118 4 5000 SH Call SOLE 5000 0 0 WARBURG PINCUS CAPTAL CORP I SHS CL A G9461D107 501 51000 SH SOLE 20910 0 30090 WARBURG PINCUS CAPTAL CORP I *W EXP 99/99/999 G9461D115 5 10200 SH Call SOLE 10200 0 0 WARBURG PINCUS CAPTAL CORP I UNIT 99/99/9999 G9460M116 33 3302 SH SOLE 1354 0 1948 WEJO GROUP LIMITED *W EXP 11/18/202 G9525W117 20 34496 SH Call SOLE 34496 0 0 WW INTL INC COM 98262P101 7977 779769 SH SOLE 293472 0 486297