-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ToiLS5GqApTAwx0Yc+kzlfhXJyoWf1OP+YxCwZomTFmAQwVuF6nd9J0/Uy6CElz9 HF+VVSqiJr6GQIrqcVWHjw== 0001209191-09-017309.txt : 20090318 0001209191-09-017309.hdr.sgml : 20090318 20090318210448 ACCESSION NUMBER: 0001209191-09-017309 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090316 FILED AS OF DATE: 20090318 DATE AS OF CHANGE: 20090318 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTERWOVEN INC CENTRAL INDEX KEY: 0001042431 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943221352 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O INTERWOVEN INC. STREET 2: 160 EAST TASMAN DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-953-7010 MAIL ADDRESS: STREET 1: C/O INTERWOVEN INC. STREET 2: 160 EAST TASMAN DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FANZILLI FRANK J CENTRAL INDEX KEY: 0001243114 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27389 FILM NUMBER: 09692128 MAIL ADDRESS: STREET 1: 5 OLD LANTERN PL CITY: NORWALK STATE: CT ZIP: 06851 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2009-03-16 1 0001042431 INTERWOVEN INC IWOV 0001243114 FANZILLI FRANK J 160 EAST TASMAN DRIVE SAN JOSE CA 95134 1 0 0 0 Common Stock 2009-03-16 4 M 0 5000 A 8750 D Common Stock 2009-03-16 4 D 0 8750 16.20 D 0 D Non-Qualified Stock Option (right to buy) 7.16 2009-03-16 4 D 0 10000 9.04 D 2013-04-21 Common Stock 10000 0 D Non-Qualified Stock Option (right to buy) 8.02 2009-03-16 4 D 0 10000 8.18 D 2015-06-02 Common Stock 10000 0 D Non-Qualified Stock Option (right to buy) 8.31 2009-03-16 4 D 0 10000 7.89 D 2015-09-15 Common Stock 10000 0 D Non-Qualified Stock Option (right to buy) 8.67 2009-03-16 4 D 0 10000 7.53 D 2016-07-12 Common Stock 10000 0 D Non-Qualified Stock Option (right to buy) 9.29 2009-03-16 4 D 0 10000 6.91 D 2014-06-10 Common Stock 10000 0 D Non-Qualified Stock Option (right to buy) 9.96 2009-03-16 4 D 0 10000 6.24 D 2012-07-15 Common Stock 10000 0 D Non-Qualified Stock Option (right to buy) 12.72 2009-03-16 4 D 0 20000 3.48 D 2016-10-31 Common Stock 20000 0 D Non-Qualified Stock Option (right to buy) 12.73 2009-03-16 4 D 0 10000 3.47 D 2018-07-08 Common Stock 10000 0 D Non-Qualified Stock Option (right to buy) 13.28 2009-03-16 4 D 0 10000 2.92 D 2018-02-21 Common Stock 10000 0 D Restricted Stock Units 2009-03-16 4 M 0 5000 D Common Stock 5000 0 D As reported on Table II of this form, a restricted stock unit award vested as to 5,000 units in accordance with the terms of the restrict stock award, resulting in the issuance of that number of shares to the Reporting Person. Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 22, 2009, by and among Autonomy Corporation PLC ("Autonomy"), Milan Acquisition Corp. and Interwoven, Inc., each share of Interwoven common stock issued and outstanding immediately prior to the effectiveness of the merger on March 16, 2006 (the "Effective Time") was converted into the right to receive $16.20 in cash. Pursuant to the Merger Agreement, this option was canceled in the merger in exchange for a cash payment of $90,400.00, representing the difference between $16.20 and the exercise price. Pursuant to the Merger Agreement, this option was canceled in the merger in exchange for a cash payment of $81,800.00, representing the difference between $16.20 and the exercise price. Pursuant to the Merger Agreement, this option was canceled in the merger in exchange for a cash payment of $78,900.00, representing the difference between $16.20 and the exercise price. Pursuant to the Merger Agreement, this option was canceled in the merger in exchange for a cash payment of $75,300.00, representing the difference between $16.20 and the exercise price. Pursuant to the Merger Agreement, this option was canceled in the merger in exchange for a cash payment of $69,100.00, representing the difference between $16.20 and the exercise price. Pursuant to the Merger Agreement, this option was canceled in the merger in exchange for a cash payment of $62,400.00, representing the difference between $16.20 and the exercise price. Pursuant to the Merger Agreement, this option was canceled in the merger in exchange for a cash payment of $69,600.00, representing the difference between $16.20 and the exercise price. Pursuant to the Merger Agreement, this option was canceled in the merger in exchange for a cash payment of $34,700.00, representing the difference between $16.20 and the exercise price. Pursuant to the Merger Agreement, this option was canceled in the merger in exchange for a cash payment of $29,200.00, representing the difference between $16.20 and the exercise price. This restricted stock award vested as to 5,000 shares on March 16, 2009. Frank J Fanzilli 2009-03-18 -----END PRIVACY-ENHANCED MESSAGE-----