-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GFD+EJSzqT38i+G2DmNFxJvm3FYtsrr6qmDaqwhyC8a1miPKZhH/OX2UDHF9oNPZ TR0zKlbROpKZC6JANHJ/fQ== 0001209191-09-014579.txt : 20090306 0001209191-09-014579.hdr.sgml : 20090306 20090306182017 ACCESSION NUMBER: 0001209191-09-014579 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080304 FILED AS OF DATE: 20090306 DATE AS OF CHANGE: 20090306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KIKER BENJAMIN E JR CENTRAL INDEX KEY: 0001239640 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27389 FILM NUMBER: 09664399 BUSINESS ADDRESS: STREET 1: 1100 112TH AVENUE NE STREET 2: SUITE 100 CITY: BELLEVUE STATE: WA ZIP: 98004 BUSINESS PHONE: 4254518060 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTERWOVEN INC CENTRAL INDEX KEY: 0001042431 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943221352 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O INTERWOVEN INC. STREET 2: 160 EAST TASMAN DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-953-7010 MAIL ADDRESS: STREET 1: C/O INTERWOVEN INC. STREET 2: 160 EAST TASMAN DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2008-03-04 0 0001042431 INTERWOVEN INC IWOV 0001239640 KIKER BENJAMIN E JR C/O INTERWOVEN, INC. 160 EAST TASMAN DRIVE SAN JOSE CA 95134 0 1 0 0 Chief Marketing Officer Common Stock 2009-03-04 4 M 0 20000 10.80 A 55639 D Common Stock 2009-03-04 4 S 0 20000 16.0849 D 35639 D Common Stock 2009-03-04 4 S 0 5000 16.0849 D 30639 D Common Stock 2009-03-05 4 M 0 24639 10.80 A 55278 D Common Stock 2009-03-05 4 S 0 24639 16.088 D 30639 D Common Stock 2009-03-06 4 M 0 5361 10.80 A 36000 D Common Stock 2009-03-06 4 S 0 5361 16.08 D 30639 D Common Stock 2009-03-06 4 S 0 4639 16.08 D 26000 D Incentive Stock Option (right to buy) 10.80 2009-03-04 4 M 0 20000 0.00 D 2007-09-12 2016-09-12 Common Stock 20000 17036 D Non-Qualified Stock Option (right to buy) 10.80 2009-03-05 4 M 0 24639 0.00 D 2007-09-12 2016-09-12 Common Stock 24639 28325 D Non-Qualified Stock Option (right to buy) 10.80 2009-03-06 4 M 0 5361 0.00 D 2007-09-12 2016-09-12 Common Stock 5361 22964 D Option vests over a four year period. 1/4 of the shares vested on 9/12/2007, with the remainder to vest in equal monthly increments over the 36 months thereafter. Allan D. Smirni, attorney-in-fact 2009-03-06 -----END PRIVACY-ENHANCED MESSAGE-----