-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NsEti7ITbpcbWRfbE0iJ0UN4OwB/8Hcbcr26TMr4vAb8PzG1fjod/L+2jvLpYqJo NYYXTdlUc9kmRFXOsIL2yw== 0001181431-03-033244.txt : 20031126 0001181431-03-033244.hdr.sgml : 20031126 20031126191023 ACCESSION NUMBER: 0001181431-03-033244 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031118 FILED AS OF DATE: 20031126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTERWOVEN INC CENTRAL INDEX KEY: 0001042431 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943221352 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O INTERWOVEN INC. STREET 2: 803 11TH AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4087742000 MAIL ADDRESS: STREET 1: C/O INTERWOVEN INC. STREET 2: 803 11TH AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOHAMMADI RAFIQ CENTRAL INDEX KEY: 0001106602 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27389 FILM NUMBER: 031027732 BUSINESS ADDRESS: STREET 1: 55 EAST MONROE STREET 2: SUITE 1740 CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3125809100 MAIL ADDRESS: STREET 1: 55 EAST MONROE STREET 2: SUITE 1740 CITY: CHICAGO STATE: IL ZIP: 60603 3 1 rrd23926.xml FORM 3 X0201 32003-11-18 0 0001042431 INTERWOVEN INC IWOV 0001106602 MOHAMMADI RAFIQ 803 11TH AVENUE SUNNYVALE CA 94089 0100CTO and SVP EngineeringCommon Stock1043607DCommon Stock21728IBy TrustNon-Qualified Stock Option (right to buy)4.1992001-04-242011-04-24Common Stock101613DNon-Qualified Stock Option (right to buy)16.56281999-11-122009-11-12Common Stock29886D4 year monthly vesting. Upon constructive termination due to a change of control, 50% of the remaining unvested options will become immediately exercisable.4 year monthly vesting with 12 months cliff. Upon constructive termination due to a change of control, 50% of the remaining unvested options will become immediately exercisable./s/ Rafiq Mohammadi2003-11-25 -----END PRIVACY-ENHANCED MESSAGE-----