-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EoEc4SZ4wJT0y9hT2VAvy2QqmGvK0XfNeZCEf/EH/wbd2UcS1hvZUjU88XCxzjsg eSPHrrVLqF1nm9J+Hp40Mw== 0001181431-03-029917.txt : 20031110 0001181431-03-029917.hdr.sgml : 20031110 20031110141224 ACCESSION NUMBER: 0001181431-03-029917 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031031 FILED AS OF DATE: 20031110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROSS DOREENA CENTRAL INDEX KEY: 0001269698 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27389 FILM NUMBER: 03987780 BUSINESS ADDRESS: STREET 1: C/O INTERWOVEN INC STREET 2: 803 11TH AVE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085307719 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTERWOVEN INC CENTRAL INDEX KEY: 0001042431 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943221352 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O INTERWOVEN INC. STREET 2: 803 11TH AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4087742000 MAIL ADDRESS: STREET 1: C/O INTERWOVEN INC. STREET 2: 803 11TH AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 3 1 rrd22301.xml FORM 3 X0201 32003-10-31 0 0001042431 INTERWOVEN INC IWOV 0001269698 ROSS DOREENA 803 11TH AVENUE SUNNYVALE CA 94089 0100Senior VP of Human ResourcesCommon Stock7000DNon-Qualified Stock Option (right to buy)1.65002003-10-152013-04-15Common Stock50000DNon-Qualified Stock Option (right to buy)2.40002003-01-112012-07-11Common Stock20000DNon-Qualified Stock Option (right to buy)2.48002003-06-052012-12-05Common Stock30000DNon-Qualified Stock Option (right to buy)3.40002002-11-072012-05-07Common Stock30000DNon-Qualified Stock Option (right to buy)3.83002004-04-302013-10-31Common Stock70000DNon-Qualified Stock Option (right to buy)4.02002002-01-022011-10-01Common Stock20000DNon-Qualified Stock Option (right to buy)6.27002002-05-312012-02-28Common Stock50000DNon-Qualified Stock Option ( right to buy)14.63002001-10-202006-04-20Common Stock34000DNon-Qualified Stock Option (right to buy)18.11002002-05-312011-05-31Common Stock20000DNon-Qualified Stock Option (right to buy)19.50002001-12-272011-01-05Common Stock80000DThe option is exercisable (i) as to 12.5% shares on 10/15/2003; then (ii) as to an additional 2.0833% of the total shares at the end of each full month thereafter.The option is exercisable (i) as to 12.5% shares on 01/11/2003; then (ii) as to an additional 2.0833% of the total shares at the end of each full month thereafter.The option is exercisable (i) as to 12.5% shares on 06/05/2003; then (ii) as to an additional 2.0833% of the total shares at the end of each full month thereafter.The option is exercisable (i) as to 12.5% shares on 11/07/2002; then (ii) as to an additional 2.0833% of the total shares at the end of each full month thereafter.The option is exercisable (i) as to 12.5% shares on 04/30/2004; then (ii) as to an additional 2.0833% of the total shares at the end of each full month thereafter.The option is exercisable (i) as to 6.25% shares on 01/01/2002; then (ii) as to an additional 2.0833% of the total shares at the end of each full month thereafter.The option is exercisable (i) as to 6.25% shares on 05/31/2002; then (ii) as to an additional 2.0833% of the total shares at the end of each full month thereafter.The option is exercisable (i) as to 12.5% shares on 10/20/2001; then (ii) as to an additional 2.0833% of the total shares at the end of each full month thereafter.The option is exercisable (i) as to 25% shares on 05/31/2002; then (ii) as to an additional 2.0833% of the total shares at the end of each full month thereafter.The option is exercisable (i) as to 20,000 shares on 12/27/2001; then (ii) as to an additional 2.0833% of the total shares at the end of each full month thereafter.Doreena Ross2003-11-10 -----END PRIVACY-ENHANCED MESSAGE-----