-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TlVvxjI2/1hS+avqRBGiuTsYT6tN7exHw/1ZzziW41ryvXA6b5BbmdwBk8T+pFxM VMJSfhG1KU7q1E2K36PIOQ== 0001181431-03-018490.txt : 20030813 0001181431-03-018490.hdr.sgml : 20030813 20030813123630 ACCESSION NUMBER: 0001181431-03-018490 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030805 FILED AS OF DATE: 20030813 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTERWOVEN INC CENTRAL INDEX KEY: 0001042431 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943221352 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1195 W FREMONT AVE STREET 2: STE 2000 CITY: SUNNYVALE STATE: CA ZIP: 94087 BUSINESS PHONE: 4087742000 MAIL ADDRESS: STREET 1: 1195 W FREMONT AVE STREET 2: STE 2000 CITY: SUNNYVALE STATE: CA ZIP: 94087 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JONES DOUGLAS C CENTRAL INDEX KEY: 0001256317 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27389 FILM NUMBER: 03839864 BUSINESS ADDRESS: STREET 1: C/O INTERWOVEN INC STREET 2: 803 11TH AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4087742000 MAIL ADDRESS: STREET 1: C/O INTERWOVEN INC STREET 2: 803 11TH AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 3 1 rrd15781.xml FORM 3 X0201 32003-08-05 0 0001042431 INTERWOVEN INC IWOV 0001256317 JONES DOUGLAS C 225 N CLARK AVENUE LOS ALTOS CA 94022-2351 0100Sr VP, Corporate DelvelopmentCommon Stock183687DIncentive Stock Option (right to buy)0.09752003-01-282009-01-28Common Stock44443DIncentive Stock Option (right to buy)12.34382004-04-142010-04-14Common Stock3332DNon-Qualified Stock Option (right to buy)1.65002003-10-152013-04-15Common Stock150000DNon-Qualified Stock Option (right to buy)3.40002002-11-072012-05-07Common Stock40000D Non-Qualified Stock Option (right to buy)3.60002001-12-272011-09-27Common Stock5000DNon-Qualified Stock Option (right to buy)12.34382001-12-142010-04-14< underlyingSecurity>Common Stock36668DNon-Qualified Stock Option (right to buy)14.63002001-10-202006-04-20Common Stock80000DNon-Qualified Stock Option (rig ht to buy)15.25002001-05-312010-05-31Common Stock80000DNon-Qualified Stock Option (right to buy)24.09382001-10-112010-11-29Common Stock20000< /underlyingSecurityShares>DThe option is exercisable as to 44,443 shares on 01/28/2003.The option is exercisable as to 3,332 shares on 04/14/2004.The option is exercisable (i) as to 25% of the total shares on 10/15/2003; then (ii) as to an additional 4.1667% of the total shares at the end of each full month thereafter.The option is exercisable (i) as to 12.5% of the total shares on 11/07/2002; then (ii) as to an additional 2.0833% of the total shares at the end of each full month thereafter.The option is exercisable (i) as to 6.25% of the total shares on 12/27/2001; then (ii) as to an additional 4.4643% of the total shares at the end of each full month thereafter.The option is exercisable (i) as to 16,668 shares on 12/14/2001; then (ii) as to an additional 2.2730% of the total shares at the end of each full month thereafter.The option is exercisable (i) as to 12.5% of the total shares on 10/20/2001; then (ii) as to an additional 2.0833% of the total shares at the end of each full month thereafter.The option is exercisable (i) as to 25% of the total shares on 05/31/2001; then (ii) as to an additional 2.0833% of the total shares at the end of each full month thereafter.The option is exercisable (i) as to 25% of the total shares on 10/11/2001; then (ii) as to an additional 2.0833% of the total shares at the end of each full month thereafter.Douglas C. Jones2003-08-12 -----END PRIVACY-ENHANCED MESSAGE-----