SC 13G/A 1 dsc13ga.txt AMENDMENT NO. 2 TO THE SCHEDULE 13G: PENG T. ONG UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 2) Under the Securities Exchange Act of 1934 INTERWOVEN, INC. -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $0.001 par value -------------------------------------------------------------------------------- (Title of Class of Securities) 46114T 10 2 -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2001 -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [_] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes). ---------------------- ------------------- CUSIP NO. 46114T 10 2 SCHEDULE 13G PAGE 2 OF 8 ---------------------- ------------------- ------------------------------------------------------------------------------ 1 NAMES OF REPORTING PERSONS: Peng T. Ong S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS: ###-##-#### ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP 2 (a) [_] (b) [X] ------------------------------------------------------------------------------ SEC USE ONLY 3 ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Republic of Singapore ------------------------------------------------------------------------------ NUMBER OF SOLE VOTING POWER 5 SHARES 3,435,056* ----------------------------------------------------------- BENEFICIALLY SHARED VOTING POWER 6 OWNED BY 0 ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 3,435,056* ----------------------------------------------------------- PERSON SHARED DISPOSITIVE POWER 8 WITH 0 ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 3,435,056* ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 10 [_] ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 3.3% ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON 12 (IN) ------------------------------------------------------------------------------ * Does not include 2,725,000 shares held of record by Mr. Ong's spouse, Wai Ping Leong. ---------------------- ------------------- CUSIP NO. 46114T 10 2 SCHEDULE 13G PAGE 3 OF 8 ---------------------- ------------------- Item 1(a). Name of Issuer: Interwoven, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 803 11th Avenue, Sunnyvale CA 94089 Item 2(a). Name of Person Filing: Peng T. Ong Item 2(b). Address of Principal Business Office: 803 11th Avenue, Sunnyvale CA 94089 Item 2(c). Citizenship: Republic of Singapore Item 2(d). Title of Class of Securities: Common Stock, $0.001 par value Item 2(e). CUSIP Number: 46114T 10 2 Item 3. Information if Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c): Not Applicable. Item 4. Ownership: (a) 3,435,056 shares are held of record by Peng T. Ong directly (excludes 2,725,000 shares held of record by his spouse, Wai Ping Leong). (b) Percent of class: 3.3% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct vote: 3,435,056 (ii) Shared power to vote or to direct vote: -0- (iii) Sole power to dispose or to direct the disposition: 3,435,056 (iv) Shared power to dispose or to direct the disposition: -0- ---------------------- ------------------- CUSIP NO. 46114T 10 2 SCHEDULE 13G PAGE 4 OF 8 ---------------------- ------------------- Item 5. Ownership of Five Percent or Less of a Class: Not applicable. Item 6. Ownership of More Than Five Percent on Behalf of Another Person: Not applicable. Item 7. Identification and Classification of Subsidiary: Not applicable. Item 8. Identification and Classification of Group: Not applicable. Item 9. Notice of Dissolution of Group: Not applicable. Item 10. Certification: Not applicable. ---------------------- ------------------- CUSIP NO. 46114T 10 2 SCHEDULE 13G PAGE 5 OF 8 ---------------------- ------------------- ------------------------------------------------------------------------------ 1 NAMES OF REPORTING PERSONS: Wai Ping Leong S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS: ###-##-#### ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP 2 (a) [_] (b) [X] ------------------------------------------------------------------------------ SEC USE ONLY 3 ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Republic of Singapore ------------------------------------------------------------------------------ NUMBER OF SOLE VOTING POWER 5 SHARES 2,725,000* ----------------------------------------------------------- BENEFICIALLY SHARED VOTING POWER 6 OWNED BY 0 ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 2,725,000* ----------------------------------------------------------- PERSON SHARED DISPOSITIVE POWER 8 WITH 0 ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 2,725,000* ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 10 [_] ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 2.6% ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON 12 (IN) ------------------------------------------------------------------------------ * Does not include 3,435,056 shares held of record by Ms. Leong's spouse, Peng T. Ong. ---------------------- ------------------- CUSIP NO. 46114T 10 2 SCHEDULE 13G PAGE 6 OF 8 ---------------------- ------------------- Item 1(a). Name of Issuer: Interwoven, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 803 11th Avenue, Sunnyvale CA 94089 Item 2(a). Name of Person Filing: Wai Ping Leong Item 2(b). Address of Principal Business Office: 803 11th Avenue, Sunnyvale CA 94089 Item 2(c). Citizenship: Republic of Singapore Item 2(d). Title of Class of Securities: Common Stock, $0.001 par value Item 2(e). CUSIP Number: 46114T 10 2 Item 3. Information if Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c): Not Applicable. Item 4. Ownership: (a) 2,725,000 shares are held of record by Wai Ping Leong directly (excludes 3,435,056 shares held of record by her spouse, Peng T. Ong). (b) Percent of class: 2.6% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct vote: 2,725,000 (ii) Shared power to vote or to direct vote: 0 (iii) Sole power to dispose or to direct the disposition: 2,725,000 (iv) Shared power to dispose or to direct the disposition: 0 ---------------------- ------------------- CUSIP NO. 46114T 10 2 SCHEDULE 13G PAGE 7 OF 8 ---------------------- ------------------- Item 5. Ownership of Five Percent or Less of a Class: Not applicable. Item 6. Ownership of More Than Five Percent on Behalf of Another Person: Not applicable. Item 7. Identification and Classification of Subsidiary: Not applicable. Item 8. Identification and Classification of Group: Not applicable. Item 9. Notice of Dissolution of Group: Not applicable. Item 10. Certification: Not applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 14, 2002 --------------------------------------------- Date /s/ Peng T. Ong --------------------------------------------- Peng T. Ong February 14, 2002 --------------------------------------------- Date /s/ Wai Ping Leong --------------------------------------------- Wai Ping Leong EXHIBIT A Joint Filing Agreement Each of the undersigned hereby agrees that they are filing jointly pursuant to Rule 13d-1(k)(1) of the Securities Exchange Act of 1934, as amended, the Statement dated February 14, 2002, and all amendments thereto, containing the information required by Schedule 13G, for the shares of Common Stock of Interwoven, Inc. which they each beneficially hold, and that such Statement and all amendments thereto are made on behalf of each of them. Dated: February 14, 2002 /s/ Peng T. Ong ------------------------------------ Peng T.Ong /s/ Wai Ping Leong ------------------------------------ Wai Ping Leong