0000899243-17-007150.txt : 20170310 0000899243-17-007150.hdr.sgml : 20170310 20170310161533 ACCESSION NUMBER: 0000899243-17-007150 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170308 FILED AS OF DATE: 20170310 DATE AS OF CHANGE: 20170310 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HedgePath Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001042418 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 541641133 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 324 SOUTH HYDE PARK AVENUE STREET 2: SUITE 350 CITY: TAMPA STATE: FL ZIP: 33606 BUSINESS PHONE: (813) 864-2559 MAIL ADDRESS: STREET 1: 324 SOUTH HYDE PARK AVENUE STREET 2: SUITE 350 CITY: TAMPA STATE: FL ZIP: 33606 FORMER COMPANY: FORMER CONFORMED NAME: COMMONWEALTH BIOTECHNOLOGIES INC DATE OF NAME CHANGE: 19970714 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ono Richard Dana CENTRAL INDEX KEY: 0001595989 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13467 FILM NUMBER: 17682342 MAIL ADDRESS: STREET 1: 18 SPRING ROAD CITY: CONCORD STATE: MA ZIP: 01742 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-03-08 0 0001042418 HedgePath Pharmaceuticals, Inc. HPPI 0001595989 Ono Richard Dana 324 S. HYDE PARK AVENUE, SUITE 350 TAMPA FL 33606 1 0 0 0 Common Stock 2017-03-08 4 M 0 300000 A 300000 D Common Stock 2017-03-08 4 F 0 118800 0.34 D 181200 D Common Stock 2017-03-08 4 M 0 300000 A 481200 D Common Stock 2017-03-08 4 F 0 118800 0.34 D 362400 D Common Stock 2017-03-08 4 M 0 150000 A 512400 D Common Stock 2017-03-08 4 F 0 59400 0.34 D 453000 D Restricted Stock Units 2017-03-08 4 M 0 300000 0.00 D Common Stock 300000 0 D Restricted Stock Units 2017-03-08 4 M 0 300000 0.00 D Common Stock 300000 0 D Restricted Stock Units 2017-03-08 4 M 0 150000 0.00 D Common Stock 150000 0 D Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's common stock. The RSUs were issued to the reporting person on July 18, 2014, pursuant to a grant under the issuer's 2014 Equity Incentive Plan, and vested in accordance with their terms. The RSUs were issued to the reporting person on August 14, 2015, pursuant to a grant under the issuer's 2014 Equity Incentive Plan, and vested in accordance with their terms. The RSUs were issued to the reporting person on July 1, 2016, pursuant to a grant under the issuer's 2014 Equity Incentive Plan, and vested in accordance with their terms. /s/ Dana Ono 2017-03-10