0000899243-17-007150.txt : 20170310
0000899243-17-007150.hdr.sgml : 20170310
20170310161533
ACCESSION NUMBER: 0000899243-17-007150
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170308
FILED AS OF DATE: 20170310
DATE AS OF CHANGE: 20170310
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HedgePath Pharmaceuticals, Inc.
CENTRAL INDEX KEY: 0001042418
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731]
IRS NUMBER: 541641133
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 324 SOUTH HYDE PARK AVENUE
STREET 2: SUITE 350
CITY: TAMPA
STATE: FL
ZIP: 33606
BUSINESS PHONE: (813) 864-2559
MAIL ADDRESS:
STREET 1: 324 SOUTH HYDE PARK AVENUE
STREET 2: SUITE 350
CITY: TAMPA
STATE: FL
ZIP: 33606
FORMER COMPANY:
FORMER CONFORMED NAME: COMMONWEALTH BIOTECHNOLOGIES INC
DATE OF NAME CHANGE: 19970714
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ono Richard Dana
CENTRAL INDEX KEY: 0001595989
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13467
FILM NUMBER: 17682342
MAIL ADDRESS:
STREET 1: 18 SPRING ROAD
CITY: CONCORD
STATE: MA
ZIP: 01742
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-03-08
0
0001042418
HedgePath Pharmaceuticals, Inc.
HPPI
0001595989
Ono Richard Dana
324 S. HYDE PARK AVENUE, SUITE 350
TAMPA
FL
33606
1
0
0
0
Common Stock
2017-03-08
4
M
0
300000
A
300000
D
Common Stock
2017-03-08
4
F
0
118800
0.34
D
181200
D
Common Stock
2017-03-08
4
M
0
300000
A
481200
D
Common Stock
2017-03-08
4
F
0
118800
0.34
D
362400
D
Common Stock
2017-03-08
4
M
0
150000
A
512400
D
Common Stock
2017-03-08
4
F
0
59400
0.34
D
453000
D
Restricted Stock Units
2017-03-08
4
M
0
300000
0.00
D
Common Stock
300000
0
D
Restricted Stock Units
2017-03-08
4
M
0
300000
0.00
D
Common Stock
300000
0
D
Restricted Stock Units
2017-03-08
4
M
0
150000
0.00
D
Common Stock
150000
0
D
Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's common stock.
The RSUs were issued to the reporting person on July 18, 2014, pursuant to a grant under the issuer's 2014 Equity Incentive Plan, and vested in accordance with their terms.
The RSUs were issued to the reporting person on August 14, 2015, pursuant to a grant under the issuer's 2014 Equity Incentive Plan, and vested in accordance with their terms.
The RSUs were issued to the reporting person on July 1, 2016, pursuant to a grant under the issuer's 2014 Equity Incentive Plan, and vested in accordance with their terms.
/s/ Dana Ono
2017-03-10