0001213900-19-026872.txt : 20191223
0001213900-19-026872.hdr.sgml : 20191223
20191223170649
ACCESSION NUMBER: 0001213900-19-026872
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191219
FILED AS OF DATE: 20191223
DATE AS OF CHANGE: 20191223
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MTech Sponsor LLC
CENTRAL INDEX KEY: 0001719877
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39096
FILM NUMBER: 191306958
BUSINESS ADDRESS:
STREET 1: 10124 FOXHURST CT
CITY: ORLANDO
STATE: FL
ZIP: 32836
BUSINESS PHONE: 4073458332
MAIL ADDRESS:
STREET 1: 10124 FOXHURST CT
CITY: ORLANDO
STATE: FL
ZIP: 32836
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SS FL LLC
CENTRAL INDEX KEY: 0001729464
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39096
FILM NUMBER: 191306959
BUSINESS ADDRESS:
STREET 1: 10124 FOXHURST COURT
CITY: ORLANDO
STATE: FL
ZIP: 32836
BUSINESS PHONE: 4073458332
MAIL ADDRESS:
STREET 1: 10124 FOXHURST COURT
CITY: ORLANDO
STATE: FL
ZIP: 32836
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Game Boy Partners LLC
CENTRAL INDEX KEY: 0001729513
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39096
FILM NUMBER: 191306960
BUSINESS ADDRESS:
STREET 1: 10124 FOXHURST COURT
CITY: ORLANDO
STATE: FL
ZIP: 32836
BUSINESS PHONE: 4073458332
MAIL ADDRESS:
STREET 1: 10124 FOXHURST COURT
CITY: ORLANDO
STATE: FL
ZIP: 32836
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VAN DYKE STEVEN A
CENTRAL INDEX KEY: 0001042288
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39096
FILM NUMBER: 191306961
MAIL ADDRESS:
STREET 1: C/O AMERICAN BANKNOTE CORP
STREET 2: 560 SYLVAN AVE
CITY: ENGLEWOOD CLIFFS
STATE: NJ
ZIP: 07632
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Effron Drew
CENTRAL INDEX KEY: 0001729889
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39096
FILM NUMBER: 191306962
MAIL ADDRESS:
STREET 1: 10124 FOXHURST COURT
CITY: ORLANDO
STATE: FL
ZIP: 32836
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Akerna Corp.
CENTRAL INDEX KEY: 0001755953
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 1601 ARAPAHOE ST.
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 888-932-6537
MAIL ADDRESS:
STREET 1: 1601 ARAPAHOE ST.
CITY: DENVER
STATE: CO
ZIP: 80202
FORMER COMPANY:
FORMER CONFORMED NAME: MTech Acquisition Holdings Inc.
DATE OF NAME CHANGE: 20181015
4
1
ownership.xml
X0306
4
2019-12-19
1
0001755953
Akerna Corp.
KERN*
0001719877
MTech Sponsor LLC
10124 FOXHURST COURT
ORLANDO
FL
32836
0
0
1
0
0001729464
SS FL LLC
10124 FOXHURST COURT
ORLANDO
FL
32836
0
0
1
0
0001729513
Game Boy Partners LLC
660 MADISON AVE
NEW YORK
NY
10065
0
0
1
0
0001042288
VAN DYKE STEVEN A
10124 FOXHURST COURT
ORLANDO
FL
32836
0
0
1
0
0001729889
Effron Drew
660 MADISON AVE
NEW YORK
NY
10065
0
0
1
0
Common Stock
2019-12-19
4
D
0
775565
D
805565
D
Common Stock
2019-12-23
4
D
0
805565
D
0
D
Warrants
11.5
2019-12-19
4
D
0
121875
11.5
A
2019-07-17
2024-06-17
Common Stock
121875
121875
D
Warrants
11.5
2019-12-23
4
D
0
121875
11.5
A
2019-07-17
2024-06-17
Common Stock
121875
0
D
Represents the distribution of all shares of common stock and warrants to purchase shares of common stock of the Company held by MTech Sponsor LLC (the "Sponsor") to its underlying members. SS FL LLC and Game Boy Partners, LLC are the managing members of the Sponsor and had voting and investment discretion with respect to the common stock held of record by the Sponsor prior to the distribution to its members. Mr. Steven Van Dyke is the managing member of SS FL LLC, one of the managing members of the MTech Sponsor LLC. Mr. Drew Effron is the managing member of Game Boy Partners, LLC, the other managing member of the MTech Sponsor LLC, and jointly with Mr. Van Dyke, had the voting and dispositive power of the securities held by the Sponsor prior to distribution to its members. Accordingly, Mr. Van Dyke and Mr. Effron may be deemed to have or share beneficial ownership of such shares.
/s/ Steven Van Dyke, as managing member of SS FL LLC, a managing member of MTech Sponsor LLC
2019-12-23
/s/ Drew Effron, as managing member of Game Boy Partners, LLC, a managing member of MTech Sponsor LLC
2019-12-23
/s/ Drew Effron, an authorized signatory of MTech Sponsor LLC
2019-12-23
/s/ Drew Effron
2019-12-23
/s/ Steven Van Dyke
2019-12-23