0001213900-19-026872.txt : 20191223 0001213900-19-026872.hdr.sgml : 20191223 20191223170649 ACCESSION NUMBER: 0001213900-19-026872 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191219 FILED AS OF DATE: 20191223 DATE AS OF CHANGE: 20191223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MTech Sponsor LLC CENTRAL INDEX KEY: 0001719877 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39096 FILM NUMBER: 191306958 BUSINESS ADDRESS: STREET 1: 10124 FOXHURST CT CITY: ORLANDO STATE: FL ZIP: 32836 BUSINESS PHONE: 4073458332 MAIL ADDRESS: STREET 1: 10124 FOXHURST CT CITY: ORLANDO STATE: FL ZIP: 32836 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SS FL LLC CENTRAL INDEX KEY: 0001729464 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39096 FILM NUMBER: 191306959 BUSINESS ADDRESS: STREET 1: 10124 FOXHURST COURT CITY: ORLANDO STATE: FL ZIP: 32836 BUSINESS PHONE: 4073458332 MAIL ADDRESS: STREET 1: 10124 FOXHURST COURT CITY: ORLANDO STATE: FL ZIP: 32836 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Game Boy Partners LLC CENTRAL INDEX KEY: 0001729513 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39096 FILM NUMBER: 191306960 BUSINESS ADDRESS: STREET 1: 10124 FOXHURST COURT CITY: ORLANDO STATE: FL ZIP: 32836 BUSINESS PHONE: 4073458332 MAIL ADDRESS: STREET 1: 10124 FOXHURST COURT CITY: ORLANDO STATE: FL ZIP: 32836 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VAN DYKE STEVEN A CENTRAL INDEX KEY: 0001042288 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39096 FILM NUMBER: 191306961 MAIL ADDRESS: STREET 1: C/O AMERICAN BANKNOTE CORP STREET 2: 560 SYLVAN AVE CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Effron Drew CENTRAL INDEX KEY: 0001729889 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39096 FILM NUMBER: 191306962 MAIL ADDRESS: STREET 1: 10124 FOXHURST COURT CITY: ORLANDO STATE: FL ZIP: 32836 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Akerna Corp. CENTRAL INDEX KEY: 0001755953 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1601 ARAPAHOE ST. CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 888-932-6537 MAIL ADDRESS: STREET 1: 1601 ARAPAHOE ST. CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: MTech Acquisition Holdings Inc. DATE OF NAME CHANGE: 20181015 4 1 ownership.xml X0306 4 2019-12-19 1 0001755953 Akerna Corp. KERN* 0001719877 MTech Sponsor LLC 10124 FOXHURST COURT ORLANDO FL 32836 0 0 1 0 0001729464 SS FL LLC 10124 FOXHURST COURT ORLANDO FL 32836 0 0 1 0 0001729513 Game Boy Partners LLC 660 MADISON AVE NEW YORK NY 10065 0 0 1 0 0001042288 VAN DYKE STEVEN A 10124 FOXHURST COURT ORLANDO FL 32836 0 0 1 0 0001729889 Effron Drew 660 MADISON AVE NEW YORK NY 10065 0 0 1 0 Common Stock 2019-12-19 4 D 0 775565 D 805565 D Common Stock 2019-12-23 4 D 0 805565 D 0 D Warrants 11.5 2019-12-19 4 D 0 121875 11.5 A 2019-07-17 2024-06-17 Common Stock 121875 121875 D Warrants 11.5 2019-12-23 4 D 0 121875 11.5 A 2019-07-17 2024-06-17 Common Stock 121875 0 D Represents the distribution of all shares of common stock and warrants to purchase shares of common stock of the Company held by MTech Sponsor LLC (the "Sponsor") to its underlying members. SS FL LLC and Game Boy Partners, LLC are the managing members of the Sponsor and had voting and investment discretion with respect to the common stock held of record by the Sponsor prior to the distribution to its members. Mr. Steven Van Dyke is the managing member of SS FL LLC, one of the managing members of the MTech Sponsor LLC. Mr. Drew Effron is the managing member of Game Boy Partners, LLC, the other managing member of the MTech Sponsor LLC, and jointly with Mr. Van Dyke, had the voting and dispositive power of the securities held by the Sponsor prior to distribution to its members. Accordingly, Mr. Van Dyke and Mr. Effron may be deemed to have or share beneficial ownership of such shares. /s/ Steven Van Dyke, as managing member of SS FL LLC, a managing member of MTech Sponsor LLC 2019-12-23 /s/ Drew Effron, as managing member of Game Boy Partners, LLC, a managing member of MTech Sponsor LLC 2019-12-23 /s/ Drew Effron, an authorized signatory of MTech Sponsor LLC 2019-12-23 /s/ Drew Effron 2019-12-23 /s/ Steven Van Dyke 2019-12-23