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(State or other jurisdiction
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(Commission
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(IRS Employer
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of incorporation)
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File Number)
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Identification No.)
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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(The Nasdaq Capital Market)
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Item 3.01
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Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard.
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Item 5.07
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Submission of Matters to a Vote of Security Holders.
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1.
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To elect 5 directors to hold office for a one-year term that will expire at the 2023 annual meeting of shareholders (“Proposal 1”);
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2.
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To approve an increase of 500,000 shares of our common stock available for grant under our Stock Incentive Plan (“Proposal 2”);
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3.
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To ratify the appointment of LJ Soldinger Associates, LLC as auditors of the Company for the fiscal year ending December 31, 2022 (“Proposal 3”); and
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4.
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To transact such other business as may property come before the meeting (“Proposal 4”)
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Votes For
|
Votes Against
|
Withheld
|
Brokers Non-Votes
|
1,013,287
|
0
|
21,584
|
0
|
Votes For
|
Votes Against
|
Withheld
|
Brokers Non-Votes
|
1,011,585
|
0
|
23,286
|
0
|
Votes For
|
Votes Against
|
Withheld
|
Brokers Non-Votes
|
1,013,292
|
0
|
21,579
|
0
|
Votes For
|
Votes Against
|
Withheld
|
Brokers Non-Votes
|
1,013,292
|
0
|
21,579
|
0
|
Votes For
|
Votes Against
|
Withheld
|
Brokers Non-Votes
|
1,013,090
|
0
|
21,781
|
0
|
Votes For
|
Votes Against
|
Abstain
|
Brokers Non-Votes
|
772,771
|
260,413
|
1,687
|
0
|
Votes For
|
Votes Against
|
Abstain
|
Brokers Non-Votes
|
3,375,243
|
18,891
|
15,142
|
0
|
Votes For
|
Votes Against
|
Abstentions
|
799,667
|
228,536
|
6,668
|
Dated:
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June 24, 2022
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YUNHONG CTI LTD.
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By:
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/s/ Frank J. Cesario
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Name:
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Frank J. Cesario
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Title:
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Chief Executive Officer and
Acting Chief Financial Officer
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