0001240143-17-000001.txt : 20170104 0001240143-17-000001.hdr.sgml : 20170104 20170104153814 ACCESSION NUMBER: 0001240143-17-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161230 FILED AS OF DATE: 20170104 DATE AS OF CHANGE: 20170104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CTI INDUSTRIES CORP CENTRAL INDEX KEY: 0001042187 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED RUBBER PRODUCTS, NEC [3060] IRS NUMBER: 362848943 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 22160 N PEPPER RD CITY: BARRINGTON STATE: IL ZIP: 60010 BUSINESS PHONE: 8473821000 MAIL ADDRESS: STREET 1: 22160 N PEPPER RD CITY: BARRINGTON STATE: IL ZIP: 60010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROWN STANLEY M CENTRAL INDEX KEY: 0001240143 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23115 FILM NUMBER: 17505124 MAIL ADDRESS: STREET 1: 747 GLENN AVE CITY: WHEELING STATE: IL ZIP: 60090 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-12-30 0001042187 CTI INDUSTRIES CORP CTIB 0001240143 BROWN STANLEY M 22160 NORTH PEPPER ROAD BARRINGTON IL 60010 1 0 0 0 Common Stock 2016-12-30 4 M 0 4906 0 D 0 D Common Stock 2016-12-30 4 J 0 873 0 A 873 D Stock Option 5.06 2016-12-30 4 M 0 181 0 D 2016-12-30 2020-12-30 Common Stock 181 8444 D Stock Option 5.06 2016-12-30 4 M 0 725 0 D 2016-06-30 2020-12-30 Common Stock 725 7719 D Stock Option 5.17 2016-12-30 4 M 0 1000 0 D 2016-05-30 2017-11-30 Common Stock 1000 6719 D Stock Option 5.17 2016-12-30 4 M 0 1000 0 D 2015-05-30 2017-11-30 Common Stock 1000 5719 D Stock Option 5.17 2016-12-30 4 M 0 1000 0 D 2014-05-30 2017-11-30 Common Stock 1000 4719 D Stock Option 5.17 2016-12-30 4 M 0 1000 0 D 2013-05-30 2017-11-30 Common Stock 1000 3719 D Cashless exercise followed by acquisition of stock at $6.28 per share Gerald M. Miller, Attorney in Fact Stanley M. Brown 2017-01-04