0001056661-12-000002.txt : 20121005 0001056661-12-000002.hdr.sgml : 20121005 20121005151632 ACCESSION NUMBER: 0001056661-12-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120928 FILED AS OF DATE: 20121005 DATE AS OF CHANGE: 20121005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CTI INDUSTRIES CORP CENTRAL INDEX KEY: 0001042187 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED RUBBER PRODUCTS, NEC [3060] IRS NUMBER: 362848943 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 22160 N PEPPER RD CITY: BARRINGTON STATE: IL ZIP: 60010 MAIL ADDRESS: STREET 1: 22160 N PEPPER RD CITY: BARRINGTON STATE: IL ZIP: 60010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWAN JOHN H CENTRAL INDEX KEY: 0001056661 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23115 FILM NUMBER: 121132191 MAIL ADDRESS: STREET 1: 22160 N PEPPER ROAD CITY: BARRINGTON STATE: IL ZIP: 60010 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-09-28 0001042187 CTI INDUSTRIES CORP CTIB 0001056661 SCHWAN JOHN H 22160 NORTH PEPER ROAD BARRINGTON IL 60010 1 1 1 0 Chairman, CEO Common Stock 2012-09-28 4 M 0 2000 1.936 A 585265 D 2007 Stock Option Grant - Right to Buy 1.936 2012-09-28 4 M 0 2000 0 D 2011-11-18 2012-11-18 Common Stock 2000 22500 D Jonathan K. Miller, Attorney in Fact for John H. Schwan 2012-10-05