-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O0nCgXKtcBU7dkDnNtPOfqHL6LbyjN5pnc7zH+7hYiJ4Hn7g6ctP1NebJIjJJrsz jQ5yKotRQ50rti7tmTxt+w== 0001056661-06-000004.txt : 20060616 0001056661-06-000004.hdr.sgml : 20060616 20060616151709 ACCESSION NUMBER: 0001056661-06-000004 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060612 FILED AS OF DATE: 20060616 DATE AS OF CHANGE: 20060616 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CTI INDUSTRIES CORP CENTRAL INDEX KEY: 0001042187 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED RUBBER PRODUCTS, NEC [3060] IRS NUMBER: 362848943 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 22160 N PEPPER RD CITY: BARRINGTON STATE: IL ZIP: 60010 MAIL ADDRESS: STREET 1: 22160 N PEPPER RD CITY: BARRINGTON STATE: IL ZIP: 60010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWAN JOHN H CENTRAL INDEX KEY: 0001056661 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-23115 FILM NUMBER: 06910102 BUSINESS ADDRESS: BUSINESS PHONE: 8473821000 MAIL ADDRESS: STREET 1: 22160 N PEPPER ROAD CITY: BARRINGTON STATE: IL ZIP: 60010 4/A 1 edgar.xml PRIMARY DOCUMENT X0202 4/A 2006-06-12 2006-06-14 0001042187 CTI INDUSTRIES CORP CTIB 0001056661 SCHWAN JOHN H 22160 NORTH PEPPER ROAD BARRINGTON IL 60010 1 1 1 0 Chairman, CEO Common Stock 2006-06-12 4 X 0 79367 1.50 A 339172 D Common Stock 2006-06-12 4 J 0 38404 3.10 D 300768 D Warrants (Right to Purchase) 1.50 2006-06-12 4 X 0 79367 1.50 D 2001-07-17 2006-07-17 Common Stock 79367 165148 D On June 12, 2006, the Reporting Person exercised warrants to purchase 79,367 shares of the Company's common stock, and should be reported under Code X as opposed to Code P. Payment of the consideration was made by tender of 38,404 shares of the Company's common stock previously owned by the Reporting Person. On June 12, 2006, the Reporting Person exercised warrants to purchase 79,367 shares of the Company's common stock, and should be reported under Code X as opposed to Code M. John H. Schwan 2006-06-16 -----END PRIVACY-ENHANCED MESSAGE-----