-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Dvml0HN1sQNfpEEMo/wVTPj27cZq9yEFKhatkB4MMPb0khDfSdSHgIu5WxBRouaH 8oM1VXZyv3M3sr3ZkLy0Tg== 0001056660-07-000003.txt : 20071003 0001056660-07-000003.hdr.sgml : 20071003 20071003131552 ACCESSION NUMBER: 0001056660-07-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070928 FILED AS OF DATE: 20071003 DATE AS OF CHANGE: 20071003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CTI INDUSTRIES CORP CENTRAL INDEX KEY: 0001042187 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED RUBBER PRODUCTS, NEC [3060] IRS NUMBER: 362848943 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 22160 N PEPPER RD CITY: BARRINGTON STATE: IL ZIP: 60010 MAIL ADDRESS: STREET 1: 22160 N PEPPER RD CITY: BARRINGTON STATE: IL ZIP: 60010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWAN HOWARD W CENTRAL INDEX KEY: 0001056660 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23115 FILM NUMBER: 071152719 BUSINESS ADDRESS: BUSINESS PHONE: 8473821000 MAIL ADDRESS: STREET 1: 22160 N PEPPER ROAD CITY: BARRINGTON STATE: IL ZIP: 60010 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-09-28 0001042187 CTI INDUSTRIES CORP CTIB 0001056660 SCHWAN HOWARD W 22160 NORTH PEPER ROAD BARRINGTON IL 60010 1 1 0 0 President Common Stock, no par value 2007-09-28 4 F 0 7174 4.60 D 108421 D Common Stock, no par value 2007-09-28 4 A 0 14286 2.31 A 122707 D Option 2.31 2007-09-28 4 M 0 14286 2.31 D 2002-10-12 2007-10-12 Common Stock 14286 89683 D On September 28, 2007, the Reporting Person exercised his Options to purchase 14,286 shares of CTI Industries Corporation no par value common stock for a total consideration of $33,000 Payment of the consideration was made through the tender of 7,174 shares of CTI Common Stock previously owned by the Reporting Person. Jonathan K. Miller, Attorney in Fact Howard W. Schwan 2007-10-02 -----END PRIVACY-ENHANCED MESSAGE-----