-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LSiP8N1nUWxKH/scHojUzY+gGFcKO/r/fOdq2HlOAv5SwO/jVfIURYwinBD1zWfv rpSuugIKFprGoOjyDdk+KA== 0000950116-97-001748.txt : 19970927 0000950116-97-001748.hdr.sgml : 19970927 ACCESSION NUMBER: 0000950116-97-001748 CONFORMED SUBMISSION TYPE: 8-A12G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970919 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: CTI INDUSTRIES CORP CENTRAL INDEX KEY: 0001042187 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990] FILING VALUES: FORM TYPE: 8-A12G SEC ACT: SEC FILE NUMBER: 000-23115 FILM NUMBER: 97683241 BUSINESS ADDRESS: STREET 1: 22160 N PEPPER RD CITY: BARRINGTON STATE: IL ZIP: 60010 MAIL ADDRESS: STREET 2: 22160 N PEPPER RD CITY: BARRINGTON STATE: IL ZIP: 60010 8-A12G 1 FORM 8-A12G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A -------- FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 CTI INDUSTRIES CORPORATION DELAWARE 36-2848943 (State of incorporation or organization) (I.R.S. Employer Identification No.) 22160 NORTH PEPPER ROAD, BARRINGTON, ILLINOIS 60010 (Address of principal executive offices) (Zip Code) Securities to be registered pursuant to Section 12(b) of the Act: None Securities to be registered pursuant to Section 12(g) of the Act: Units, each Unit consisting of one share of Common Stock and one Redeemable Common Stock Purchase Warrant (Title of Class) Common Stock, $.065 par value (Title of Class) Common Stock Purchase Warrants-Each warrant entitles the holder to purchase one share of Common Stock at 150% of the initial offering price (Title of Class) Documents Incorporated by Reference Registration Statement on Form SB-2 filed July 24, 1997 (Commission File No. 333-31969) ("Registration Statement") and Amendment No. 2 to Registration Statement on Form SB-2 filed September 19, 1997 ("Amendment No. 2 to Registration Statement"). Please direct all correspondence to: John M. Klimek, Esq. Fishman, Merrick, Miller, Genelly, Springer, Klimek & Anderson, P.C. 30 North LaSalle, Suite 3500 Chicago, Illinois 60602 (312) 726-1224 (314) 726-2649 (facsimile) The Registrant hereby requests that the effective date of this Registration Statement be delayed until the effective date of the above referenced SB-2 Registration Statement. Item 1. Description of Registrant's Securities to be Registered. A description of the Registrant's Common Stock and Common Stock Purchase Warrants being registered hereby may be found under the caption "Description of Capital Stock" at pages 35 to 37 of the Registrant's Amendment No. 2 to Registration Statement which Amendment No. 2 to Registration Statement hereby is incorporated by reference herein. Item 2. Exhibits. 3.1* Second Restated Certificate of Incorporation of CTI Industries Corporation 3.2* By-laws of CTI Industries Corporation 4.1** Form of Certificate of Common Stock of CTI Industries Corporation 4.2* Form of Underwriter's Warrant Agreement 4.3* Form of Warrant Agreement and Warrant SIGNATURE Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereto duly authorized. Date: September 19, 1997 CTI INDUSTRIES CORPORATION --------------------- By: /s/ Howard W. Schwan --------------------------- Howard W. Schwan, President - ------ * Incorporated by reference from the Registrant's Registration Statement on Form SB-2 (File No. 333-31969) dated July 24, 1997. * Incorporated by reference from the Registrant's Amendment No. 2 to the Registration Statement on Form SB-2 (File No. 333-31969) dated September 19, 1997. -----END PRIVACY-ENHANCED MESSAGE-----