-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G1QVUYWUdQPy1/MhWCaWCbPLjtf67bAzhvQbiOSVnAAt2NrO8FJhvomNMaI//MVR c9csH+fLgdVlk2tKqjWG4w== 0000950116-97-001863.txt : 19971014 0000950116-97-001863.hdr.sgml : 19971014 ACCESSION NUMBER: 0000950116-97-001863 CONFORMED SUBMISSION TYPE: 8-A12G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19971010 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: CTI INDUSTRIES CORP CENTRAL INDEX KEY: 0001042187 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990] IRS NUMBER: 362848943 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12G/A SEC ACT: SEC FILE NUMBER: 000-23115 FILM NUMBER: 97693367 BUSINESS ADDRESS: STREET 1: 22160 N PEPPER RD CITY: BARRINGTON STATE: IL ZIP: 60010 MAIL ADDRESS: STREET 1: 22160 N PEPPER RD STREET 2: 22160 N PEPPER RD CITY: BARRINGTON STATE: IL ZIP: 60010 8-A12G/A 1 FORM 8-A12G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM 8-A -------- FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 CTI INDUSTRIES CORPORATION DELAWARE 36-2848943 (State of incorporation or organization) (I.R.S. Employer Identification No.) 22160 NORTH PEPPER ROAD, BARRINGTON, ILLINOIS 60010 (Address of principal executive offices) (Zip Code) Securities to be registered pursuant to Section 12(b) of the Act: None Securities to be registered pursuant to Section 12(g) of the Act: Common Stock, $.065 par value (Title of Class) Documents Incorporated by Reference Registration Statement on Form SB-2 filed July 24, 1997 (Commission File No. 333-31969) ("Registration Statement"), Amendment No. 2 to Registration Statement on Form SB-2 filed September 19, 1997 ("Amendment No. 2 to Registration Statement") and Amendment No. 3 to Registration Statement on Form SB-2 filed October 2, 1997 ("Amendment No. 3 to Registration Statement"). Please direct all correspondence to: John M. Klimek, Esq. Fishman, Merrick, Miller, Genelly, Springer, Klimek & Anderson, P.C. 30 North LaSalle, Suite 3500 Chicago, Illinois 60602 (312) 726-1224 (314) 726-2649 (facsimile) The Registrant hereby requests that the effective date of this Registration Statement be delayed until the effective date of the above referenced SB-2 Registration Statement. Item 1. Description of Registrant's Securities to be Registered. A description of the Registrant's Common Stock being registered hereby may be found under the caption "Description of Capital Stock" at pages 35 and 36 of the Registrant's Amendment No. 3 to Registration Statement which Amendment No. 3 to Registration Statement hereby is incorporated by reference herein. Item 2. Exhibits. 3.1* Second Restated Certificate of Incorporation of CTI Industries Corporation 3.2* By-laws of CTI Industries Corporation 4.1** Form of Certificate of Common Stock of CTI Industries Corporation 4.2*** Amended Form of Underwriter's Warrant Agreement SIGNATURE Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereto duly authorized. Date: October 10, 1997 CTI INDUSTRIES CORPORATION --------------------- By: /s/ Howard W. Schwan --------------------------- Howard W. Schwan, President - ------ * Incorporated by reference from the Registrant's Registration Statement on Form SB-2 (File No. 333-31969) dated July 24, 1997. ** Incorporated by reference from the Registrant's Amendment No. 2 to the Registration Statement on Form SB-2 (File No. 333-31969) dated September 19, 1997. *** Incorporated by reference from the Registrant's Amendment No. 3 to the Registration Statement on Form SB-2 (File No. 333-31969) dated October 2, 1997. -----END PRIVACY-ENHANCED MESSAGE-----