-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N3sH+P4RPj/JHQLg6mWCwMwW+QH37dA2YBqEjedCjFRld7cNlDzqf8/n980mbt8Y fHoGITaSXIqX0eOPpj6BIg== 0000901996-06-000007.txt : 20060628 0000901996-06-000007.hdr.sgml : 20060628 20060628123259 ACCESSION NUMBER: 0000901996-06-000007 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060612 FILED AS OF DATE: 20060628 DATE AS OF CHANGE: 20060628 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CTI INDUSTRIES CORP CENTRAL INDEX KEY: 0001042187 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED RUBBER PRODUCTS, NEC [3060] IRS NUMBER: 362848943 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 22160 N PEPPER RD CITY: BARRINGTON STATE: IL ZIP: 60010 MAIL ADDRESS: STREET 1: 22160 N PEPPER RD CITY: BARRINGTON STATE: IL ZIP: 60010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MERRICK STEPHEN M CENTRAL INDEX KEY: 0000901996 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-23115 FILM NUMBER: 06929114 BUSINESS ADDRESS: STREET 1: 30 NORTH LASALLE SUITE 3500 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 3127261224 MAIL ADDRESS: STREET 1: 401 S LASALLE STREET SUITE 1302 CITY: CHICAGO STATE: IL ZIP: 60605 4/A 1 edgar.xml PRIMARY DOCUMENT X0202 4/A 2006-06-12 2006-06-14 0001042187 CTI INDUSTRIES CORP CTIB 0000901996 MERRICK STEPHEN M 22160 NORTH PEPPER ROAD BARRINGTON IL 60010 1 1 1 0 Secretary, Executive VP Common Stock 2006-06-12 4 J 0 0 3.10 D 271725 D Common Stock 2006-06-12 4 P 0 26216 3.10 A 454782 D Warrants (Right to Purchase) 1.50 2006-06-12 4 M 0 39683 1.50 D 2001-07-17 2006-07-17 Common Stock 39683 243341 D To clarify what was reported in the previous Form 4A, the original Form 4 filed on 6/14/2006 erroneously stated that the Reporting Person sold 19,202 shares of Common Stock at $3.10 per share. This transaction never, in fact, occurred. To clarify what was reported in the previous Form 4A, the original Form 4 filed on 6/14/2006 erroneously stated that the Reporting Person sold 19,202 shares of Common Stock at $3.10 per share. This transaction never, in fact, occurred. After an internal audit of the Company's Form 4s dating back to 1998, it was determined that due to clerical errors the number of securities beneficially owned was not properly cumulated. The transactions were properly reported, but the amount of securities beneficially owned following reported transaction was not correctly calculated. As of June 28, 2006, the correct number of non-derivative securities beneficially owned by Stephen M. Merrick is 454,782. After an internal audit of the Company's Form 4s dating back to 1998, it was determined that due to clerical errors the number of securities beneficially owned was not properly cumulated. The transactions were properly reported, but the amount of securities beneficially owned following reported transaction was not correctly calculated. As of June 28, 2006, the correct number of derivative securities beneficially owned by Stephen M. Merrick is 243,341. Stephen M. Merrick 2006-06-28 -----END PRIVACY-ENHANCED MESSAGE-----