-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RDkpLjxOq4YnWpFEtZZj6MXA07H0hPgP2I6zb0gJYvZgHnmJXAWBunCSYR1a3KWq 3WA0BqGXcs8V1Ll/gszqIA== 0001290082-10-000040.txt : 20100504 0001290082-10-000040.hdr.sgml : 20100504 20100504201822 ACCESSION NUMBER: 0001290082-10-000040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100421 FILED AS OF DATE: 20100504 DATE AS OF CHANGE: 20100504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPRINGSTEEL STEVEN R CENTRAL INDEX KEY: 0001215761 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34179 FILM NUMBER: 10798965 MAIL ADDRESS: STREET 1: 894 ROSS DR CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHORDIANT SOFTWARE INC CENTRAL INDEX KEY: 0001042134 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 931051328 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 20400 STEVENS CREEK BLVD STREET 2: SUITE 400 CITY: CUPERTINO STATE: CA ZIP: 95014 BUSINESS PHONE: 408-517-6100 MAIL ADDRESS: STREET 1: 20400 STEVENS CREEK BLVD STREET 2: SUITE 400 CITY: CUPERTINO STATE: CA ZIP: 95014 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-04-21 1 0001042134 CHORDIANT SOFTWARE INC CHRD 0001215761 SPRINGSTEEL STEVEN R 20400 STEVENS CREEK BLVD. SUITE 400 CUPERTINO CA 95014 0 1 0 0 Chairman, President and CEO Common Stock 2010-04-21 4 U 0 60000 5.00 D 0 D Common Stock 2010-04-21 4 M 0 120000 0 A 120000 D Common Stock 2010-04-21 4 M 0 68000 0 A 188000 D Common Stock 2010-04-21 4 D 0 188000 D 0 D Restricted Stock Units 2010-04-21 4 M 0 68000 D 2010-04-21 2010-04-21 Common Stock 68000 0 D Restricted Stock Units 2010-04-21 4 M 0 120000 D 2010-04-21 2010-04-21 Common Stock 120000 0 D Stock Option (right to buy) 2.87 2010-04-21 4 D 0 135000 D 2016-11-23 Common Stock 135000 0 D Stock Option (right to buy) 9.25 2010-04-21 4 D 0 100000 0 D 2017-11-19 Common Stock 100000 0 D Stock Option (right to buy) 8.25 2010-04-21 4 D 0 160000 0 D 2017-02-14 Common Stock 160000 0 D Stock Option (right to buy) 7.975 2010-04-21 4 D 0 400000 0 D 2016-02-01 Common Stock 400000 0 D Stock Option (right to buy) 6.85 2010-04-21 4 D 0 5000 0 D 2015-09-28 Common Stock 5000 0 D Stock Option (right to buy) 10.85 2010-04-21 4 D 0 5000 0 D 2014-06-15 Common Stock 5000 0 D Stock Option (right to buy) 13.95 2010-04-21 4 D 0 10000 0 D 2014-01-20 Common Stock 10000 0 D Disposed of pursuant to the terms of the Agreement and Plan of Merger dated March 14, 2010 by and among Pegasystems Inc., Maple Leaf Acquisition Corp. and Chordiant Software, Inc. (the "Merger Agreement") in exchange for the right to receive an amount in cash equal to $5.00 per share on the effective date of the merger. Each restricted stock unit represents a contingent right to receive one share of CHRD common stock. Reflects conversion of RSU into Common Stock Reflects shares that vested on 4/21/2010 under RSU grant from 11/24/2009 Reflects shares that vested on 4/21/2010 under RSU grant from 11/25/2008 This option, which provided for vesting in equal monthly installments over four years beginning 11/24/2009, was assumed by Pegasystems Inc. pursuant to the Merger Agreement and replaced with an option to purchase 17,656 shares of Pegasystems Inc. common stock for $21.943 per share. This option, which provided for vesting in equal monthly installments over four years beginning 10/11/2007, was cancelled pursuant to the Merger Agreement with Pegasystems Inc. This option, which provided for vesting in equal monthly installments over four years beginning 11/08/2006, was cancelled pursuant to the Merger Agreement with Pegasystems Inc. This option, which provided for vesting in equal monthly installments over four years beginning 02/01/2006, was cancelled pursuant to the Merger Agreement with Pegasystems Inc. This option, which provided for vesting in equal monthly installments over one year beginning 09/28/2005, was cancelled pursuant to the Merger Agreement with Pegasystems Inc. This option, which provided for vesting in equal monthly installments one year beginning 06/15/2004, was cancelled pursuant to the Merger Agreement with Pegasystems Inc. This option, which provided for vesting in equal monthly installments over two years after a one year cliff beginning 01/20/2004, was cancelled pursuant to the Merger Agreement with Pegasystems Inc. /s/ Steven R. Springsteel 2010-05-04 -----END PRIVACY-ENHANCED MESSAGE-----