-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RimF04zMblS7pbp3YD4oA3LHW5MuN73zWtB/mMLxI7gXnt47ZdSDA5lSzBg22olU uDpLBBiTpZc7/AH45F/aHg== 0001181431-09-045875.txt : 20091001 0001181431-09-045875.hdr.sgml : 20091001 20091001152701 ACCESSION NUMBER: 0001181431-09-045875 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090918 FILED AS OF DATE: 20091001 DATE AS OF CHANGE: 20091001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHORDIANT SOFTWARE INC CENTRAL INDEX KEY: 0001042134 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 931051328 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 20400 STEVENS CREEK BLVD STREET 2: SUITE 400 CITY: CUPERTINO STATE: CA ZIP: 95014 BUSINESS PHONE: 408-517-6100 MAIL ADDRESS: STREET 1: 20400 STEVENS CREEK BLVD STREET 2: SUITE 400 CITY: CUPERTINO STATE: CA ZIP: 95014 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WADHWANI ROMESH CENTRAL INDEX KEY: 0001032515 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34179 FILM NUMBER: 091098581 MAIL ADDRESS: STREET 1: C/O ASPECT DEVELOPMENT INC STREET 2: 1395 CHARLESTON ROAD CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STG III LP CENTRAL INDEX KEY: 0001397716 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34179 FILM NUMBER: 091098582 BUSINESS ADDRESS: STREET 1: 4015 Miranda Ave STREET 2: 2nd FL CITY: Palo Alto STATE: CA ZIP: 94304 BUSINESS PHONE: 650935 9500 MAIL ADDRESS: STREET 1: 4015 Miranda Ave STREET 2: 2nd FL CITY: Palo Alto STATE: CA ZIP: 94304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STG III-A LP CENTRAL INDEX KEY: 0001400566 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34179 FILM NUMBER: 091098578 BUSINESS ADDRESS: STREET 1: 4015 MIRANDA AVE, 2ND FLOOR CITY: PALO ALTO STATE: CA ZIP: 94394 BUSINESS PHONE: 650-935-9500 MAIL ADDRESS: STREET 1: 4015 MIRANDA AVE, 2ND FLOOR CITY: PALO ALTO STATE: CA ZIP: 94394 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STG UGP, LLC CENTRAL INDEX KEY: 0001416748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34179 FILM NUMBER: 091098580 BUSINESS ADDRESS: STREET 1: 2475 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: (650) 935-9500 MAIL ADDRESS: STREET 1: 2475 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 FORMER NAME: FORMER CONFORMED NAME: STG UGP LTD DATE OF NAME CHANGE: 20071029 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STG III GP LP CENTRAL INDEX KEY: 0001416749 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34179 FILM NUMBER: 091098579 BUSINESS ADDRESS: STREET 1: 2475 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: (650)935-9500 MAIL ADDRESS: STREET 1: 2475 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 4 1 rrd253446.xml FORM 4 X0303 4 2009-09-18 0 0001042134 CHORDIANT SOFTWARE INC CHRD 0001032515 WADHWANI ROMESH 2475 HANOVER ST. PALO ALTO CA 94304 0 0 1 0 0001416748 STG UGP, LLC 2475 HANOVER STREET PALO ALTO, CA 94304 0 0 1 0 0001416749 STG III GP LP 2475 HANOVER STREET PALO ALTO CA 94304 0 0 1 0 0001397716 STG III LP 2475 HANOVER STREET PALO ALTO CA 94304 0 0 1 0 0001400566 STG III-A LP 2475 HANOVER STREET PALO ALTO CA 94304 0 0 1 0 Common Stock 2978948 I See Footnote (1) Common Stock 2009-09-18 4 S 0 562 4.00 D 2978386 I See Footnote (2) Common Stock 2009-09-29 4 S 0 4057 3.9012 D 2974329 I See Footnote (3) Prior to the transaction 2,630,112 shares of Common Stock were owned directly by STG III, LP and 348,836 shares of Common Stock were owned directly by STG III-A, LP. STG III GP, LP is the sole general partner of STG III, LP and STG III-A, LP and consequently has the power to vote or direct the voting, or dispose or direct the disposition of all of the Shares. STG UGP, LLC is the sole general partner of STG III GP, LP and controls the voting or disposition of all of the Shares. Dr. Wadhwani is the Manager of STG UGP, LLC and either has sole authority and discretion to manage and conduct the affairs of STG UGP, LLC or has veto power over the management and conduct of STG UGP, LLC. STG UGP, LLC; STG III GP, LP; and Dr. Wadhwani each disclaim beneficial ownership of the Shares held directly by STG III, LP and STG III-A, LP except to the extent of the pecuniary interest therein. After the reported sale transaction 2,629,616 shares are owned by STG III and 348,770 shares are owned by STG III-A After the reported sale transaction 2,626,034 shares are owned by STG III and 348,295 shares are owned by STG III-A /s/Brad MacMillin, Authorized Signatory 2009-09-21 -----END PRIVACY-ENHANCED MESSAGE-----