0001209191-22-056106.txt : 20221108 0001209191-22-056106.hdr.sgml : 20221108 20221108163757 ACCESSION NUMBER: 0001209191-22-056106 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221104 FILED AS OF DATE: 20221108 DATE AS OF CHANGE: 20221108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERDING JOHN B CENTRAL INDEX KEY: 0001196316 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13653 FILM NUMBER: 221369500 MAIL ADDRESS: STREET 1: 301 E. FOURTH ST., 27TH FLOOR CITY: CINCINNATI STATE: OH ZIP: 45202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001042046 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 311544320 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER STREET 2: 301 E. 4TH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792121 MAIL ADDRESS: STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER STREET 2: 301 E. 4TH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN FINANCIAL GROUP HOLDINGS INC DATE OF NAME CHANGE: 19970709 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-11-04 0 0001042046 AMERICAN FINANCIAL GROUP INC AFG 0001196316 BERDING JOHN B 301 EAST FOURTH STREET 27TH FLOOR CINCINNATI OH 45202 1 1 0 0 President of Subsidiary Common Stock 2022-11-04 4 M 0 7000 41.15 A 48828 D Common Stock 2022-11-04 4 S 0 7000 145.5216 D 41828 D Common Stock 2022-11-04 4 S 0 5745 147.122 D 36083 D Common Stock 2022-11-07 4 M 0 12000 41.15 A 48083 D Common Stock 2022-11-07 4 S 0 12000 147.3789 D 36083 D Common Stock 2022-11-08 4 M 0 4000 41.15 A 40083 D Common Stock 2022-11-08 4 S 0 4000 148.8728 D 36083 D Common Stock 1899 I By Trust Common Stock 4378.109 I ESPP Common Stock 23799.033 I RASP Common Stock 1045.2238 I DRIP Stock Option Exercise 41.15 2022-11-04 4 M 0 7000 0.00 D 2025-02-23 Common Stock 7000 21417 D Stock Option Exercise 41.15 2022-11-07 4 M 0 12000 0.00 D 2025-02-23 Common Stock 12000 9417 D Stock Option Exercise 41.15 2021-11-08 4 M 0 4000 0.00 D 2025-02-23 Common Stock 4000 5417 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $145.2301 to $145.7250, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.00 to $147.3674, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.0801 to $147.8250 inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $148.8073 to $148.97, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Shares owned by the reporting Person in the Issuer's Employee Stock Purchase Plan (the "ESPP"). All ESPP information reporting herein is based on a plan statement dated as of 12/31/2021. Represents amounts held by Reporting Person in a retirement plan of the Issuer based on a statement dated 12/31/2021. Shares reported reflect total ESPP DRIP shares held by reporting person based on a statement dated as of 12/31/2021. These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date. John B. Berding by: Karl J. Grafe, as Attorney-in-Fact 2022-11-08