0001209191-21-050411.txt : 20210809 0001209191-21-050411.hdr.sgml : 20210809 20210809164725 ACCESSION NUMBER: 0001209191-21-050411 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210809 FILED AS OF DATE: 20210809 DATE AS OF CHANGE: 20210809 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hertzman Brian S. CENTRAL INDEX KEY: 0001816887 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13653 FILM NUMBER: 211157168 MAIL ADDRESS: STREET 1: 301 EAST FOURTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001042046 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 311544320 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER STREET 2: 301 E. 4TH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792121 MAIL ADDRESS: STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER STREET 2: 301 E. 4TH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN FINANCIAL GROUP HOLDINGS INC DATE OF NAME CHANGE: 19970709 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-08-09 0 0001042046 AMERICAN FINANCIAL GROUP INC AFG 0001816887 Hertzman Brian S. 301 E. FOURTH ST CINCINNATI OH 45202 0 1 0 0 Sr. VP, CFO Common Stock 2021-08-09 4 M 0 1981 50.81 A 8976 D Common Stock 2021-08-09 4 S 0 1981 133.079 D 6995 D Common Stock 2021-08-09 4 M 0 1126 56.85 A 8121 D Common Stock 2021-08-09 4 S 0 1126 133.079 D 6995 D Common Stock 1853.8053 I ESPP Common Stock 74.197 I DRIP Common Stock 2456.86 I RASP 401(k) Stock Option Exercise 50.81 2021-08-09 4 M 0 1981 0.00 D 2024-02-24 Common Stock 1981 0 D Stock Option Exercise 56.85 2021-08-09 4 M 0 1126 0.00 D 2025-02-23 Common Stock 1126 0 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.06 to $133.22, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote. Shares owned by the reporting Person in the Issuer's Employee Stock Purchase Plan (the "ESPP"). All ESPP information reporting herein is based on a plan statement dated as of the date of this report. Represents shares held in the Company's Dividend Reinvestment Plan based on plan statement dated as of the date of this report. These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date. Brian S. Hertzman by Karl J. Grafe as Attorney-in-Fact 2021-08-09