0001209191-21-007256.txt : 20210203 0001209191-21-007256.hdr.sgml : 20210203 20210203162810 ACCESSION NUMBER: 0001209191-21-007256 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210203 DATE AS OF CHANGE: 20210203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LINDNER S CRAIG CENTRAL INDEX KEY: 0000942061 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13653 FILM NUMBER: 21586546 MAIL ADDRESS: STREET 1: 2ND FLOOR PROVIDENT TOWER STREET 2: ONE EAST FOURTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001042046 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 311544320 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER STREET 2: 301 E. 4TH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792121 MAIL ADDRESS: STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER STREET 2: 301 E. 4TH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN FINANCIAL GROUP HOLDINGS INC DATE OF NAME CHANGE: 19970709 5 1 doc5.xml FORM 5 SUBMISSION X0306 5 2020-12-31 0 0 0 0001042046 AMERICAN FINANCIAL GROUP INC AFG 0000942061 LINDNER S CRAIG 301 EAST FOURTH STREET CINCINNATI OH 45202 1 1 0 0 Co-CEO & Co-President Common Stock 2020-09-30 5 J 0 33943 0.00 D 1178747 I Indirect #2 Common Stock 2020-09-30 5 J 0 33943 0.00 A 1914061 I Indirect #1 Common Stock 2020-10-30 5 J 0 134044 0.00 D 1780017 I Indirect #1 Common Stock 2020-10-30 5 J 0 134044 0.00 A 134044 I Indirect #6 Common Stock 2020-11-04 5 J 0 52356 0.00 D 63873 I Indirect #3 Common Stock 2020-12-30 5 J 0 22845 0.00 D 1757172 I Indirect #1 Common Stock 2020-12-30 5 J 0 22845 0.00 A 86718 I Indirect #3 Common Stock 2020-12-30 5 G 0 22845 0.00 D 63873 I Indirect #3 Common Stock 2020-12-31 5 J 0 32253 0.00 D 1146494 I Indirect #2 Common stock 2020-12-31 5 J 0 32253 0.00 A 1789425 I Indirect #1 Common Stock 3000 I Indirect #4 Common Stock 3000 I Indirect #5 Common Stock 100543.97 I Indirect #12 Phantom Stock Common 35695.86 D GRAT distribution from Indirect #2 to Indirect #1 Indirect #2: By SCL Trust. Indirect #1: SCL TTEE of the SCL Living Trust DTD 03/30/83. Indirect #1 transferred shares to Indirect #6. Indirect #6: FRL, Cust. CFL Under OH Tsfr to Min Act. Indirect #3 transferred shares to Grandchildren Trusts. Indirect #3: By Frances R. Lindner, Trustee for the Frances R. Lindner Living Trust dated 9/13/93. Indirect #1 transferred shares to Indirect #3. GRAT distribution from Indirect #2 to Indirect #1. Indirect #4: By Dynasty Trust. Indirect #5: By GST Trust. Indirect #12: Held in the Company's Retirement and Savings Plan. The number of shares of Common Stock is based on a statement dated as of 12/31/20. Represents amounts held by Reporting Person in a retirement plan of the Issuer based on a statement dated 12/31/20. Each share is the economic equivalent of one share of common stock. The Reporting Person's account balance is distributed in cash following termination of employment. S. Craig Lindner By: Karl J. Grafe, as Attorney-in-Fact 2021-02-03