0001209191-18-052040.txt : 20180924 0001209191-18-052040.hdr.sgml : 20180924 20180924163440 ACCESSION NUMBER: 0001209191-18-052040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180920 FILED AS OF DATE: 20180924 DATE AS OF CHANGE: 20180924 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LINDNER CARL H III CENTRAL INDEX KEY: 0000942082 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13653 FILM NUMBER: 181083891 MAIL ADDRESS: STREET 1: 14TH FLOOR PROVIDENT TOWER STREET 2: ONE EAST FOURTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001042046 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 311544320 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER STREET 2: 301 E. 4TH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792121 MAIL ADDRESS: STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER STREET 2: 301 E. 4TH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN FINANCIAL GROUP HOLDINGS INC DATE OF NAME CHANGE: 19970709 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-09-20 0 0001042046 AMERICAN FINANCIAL GROUP INC AFG 0000942082 LINDNER CARL H III 301 EAST FOURTH STREET CINCINNATI OH 45202 1 1 0 0 Co-CEO & Co-President Common Stock 2714744 I #1 Common Stock 2018-09-20 4 S 0 181000 113.49 D 393162 I #2 Common Stock 908480 I #12 Common Stock 1428174 I #26 Common Stock 2324600 I #29 On 8/1/2018, Indirect #29 made a distribution of 10,032 shares of AFG common stock of which 3,344 shares went to Indirect #1. On 9/7/2018, Indirect #12 distributed a total of 340,020 shares of AFG common stock to multiple family members with 96,260 shares to Indirect #1. Indirect #1: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended. Represents a contribution of 181,000 shares of Issuer common stock to an exchange fund in exchange for shares of the exchange fund. The Issuer common stock was valued at $113.49 per share for the purpose of determining the number of shares of the exchange fund issuable to the reporting person. Indirect #2: Martha S. Lindner, (or her Successor) of the Martha S. Lindner Family Trust DTD 8/30/02 as amended. Indirect #12: Seraphim Partners LLC fka CHL Investments, LLC Indirect #26: CHL III 2010-1 Qualified Annuity Trust DTD 4/9/10. Indirect #29: Shares held by a partnership of which the reporting person is a partner and shares voting and dispositive power. The reporting person disclaims beneficial interest of the shares held by the trust except to the extent of his pecuniary interest in such shares. Carl H. Lindner III By: Karl J. Grafe, as Attorney-in-Fact 2018-09-24