0001209191-17-031882.txt : 20170512 0001209191-17-031882.hdr.sgml : 20170512 20170512160722 ACCESSION NUMBER: 0001209191-17-031882 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170510 FILED AS OF DATE: 20170512 DATE AS OF CHANGE: 20170512 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001042046 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 311544320 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER STREET 2: 301 E. 4TH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792121 MAIL ADDRESS: STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER STREET 2: 301 E. 4TH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN FINANCIAL GROUP HOLDINGS INC DATE OF NAME CHANGE: 19970709 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERDING JOHN B CENTRAL INDEX KEY: 0001196316 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13653 FILM NUMBER: 17838613 MAIL ADDRESS: STREET 1: 250 EAST FIFTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-05-10 0 0001042046 AMERICAN FINANCIAL GROUP INC AFG 0001196316 BERDING JOHN B 301 EAST FOURTH STREET 27TH FLOOR CINCINNATI OH 45202 1 1 0 0 President of Subsidiary Common Stock 2017-05-10 4 M 0 19999 19.10 A 61143.28 D Common Stock 2017-05-10 4 M 0 8000 24.83 A 69143.28 D Common Stock 2017-05-10 4 S 0 27999 97.95 D 41144.28 D Common Stock 2017-05-12 4 M 0 5001 19.10 A 46145.28 D Common Stock 2017-05-12 4 M 0 4208 24.83 A 50353.28 D Common Stock 2017-05-12 4 M 0 2912 34.34 A 53265.28 D Common Stock 233 I By Trust Common Stock 4646 I ESPP Common Stock 1292.936 I 401(k) Stock Option Exercise 19.10 2017-05-10 4 M 0 19999 0.00 D 2019-02-12 Common 19999 5001 D Stock Option Exercise 24.83 2017-05-10 4 M 0 8000 0.00 D 2020-02-11 Common 8000 17000 D Stock Option Exercise 19.10 2017-05-12 4 M 0 5001 0.00 D 2019-02-12 Common 5001 0 D Option Exercise 24.83 2017-05-12 4 M 0 4208 0.00 D 2020-02-11 Common 4208 12792 D Stock Option Exercise 34.34 2017-05-12 4 M 0 2912 0.00 D 2021-02-16 Common 2912 24588 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.59 to $98.24, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1). Shares allocated to the Reporting Person's account under the Issuer's Employee Stock Purchase Plan (the "ESPP"). All ESPP information reported herein is based on a plan statement dated as of 12/31/2016. Represents shares held in the Issuer's 401(k) Retirement and Savings Plan. The number of shares of Common Stock is based on a Plan Statement dated as of 12/31/2016. These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date. John B. Berding By: Karl J. Grafe, as Attorney-in-Fact 2017-05-12