0001209191-17-008292.txt : 20170207 0001209191-17-008292.hdr.sgml : 20170207 20170207160854 ACCESSION NUMBER: 0001209191-17-008292 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170203 FILED AS OF DATE: 20170207 DATE AS OF CHANGE: 20170207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001042046 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 311544320 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER STREET 2: 301 E. 4TH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792121 MAIL ADDRESS: STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER STREET 2: 301 E. 4TH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN FINANCIAL GROUP HOLDINGS INC DATE OF NAME CHANGE: 19970709 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LINDNER CARL H III CENTRAL INDEX KEY: 0000942082 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13653 FILM NUMBER: 17579071 MAIL ADDRESS: STREET 1: 14TH FLOOR PROVIDENT TOWER STREET 2: ONE EAST FOURTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-02-03 0 0001042046 AMERICAN FINANCIAL GROUP INC AFG 0000942082 LINDNER CARL H III 301 EAST FOURTH STREET CINCINNATI OH 45202 1 1 0 0 Co-CEO & Co-President Common Stock 2016-09-20 5 G 0 E 335 0.00 D 3919278 I #1 Common Stock 2016-11-04 5 G 0 E 187 0.00 A 3933800 I #1 Common Stock 2016-11-28 5 G 0 E 62566 0.00 D 3871234 I #1 Common Stock 2016-12-13 5 G 0 E 892 0.00 D 3870342 I #1 Common Stock 2016-12-22 5 G 0 E 23 0.00 D 3870319 I #1 Common Stock 2017-02-03 4 S 0 150000 90.8786 D 3720319 I #1 Common Stock 2017-02-06 4 S 0 50000 91.0048 D 3670319 I #1 Common Stock 2016-11-04 5 G 0 E 187 0.00 A 37835 I #2 Common Stock 1248500 I #12 Common Stock 1434759 I #26 Common Stock 2311386 I #29 Indirect #1: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended. On 9/30/2016, Indirect #26 transferred 14,335 shares of AFG Common Stock to Indirect #1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.63 to $91.62, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes (3) and (4). The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.68 to $91.27 inclusive. Indirect #2: Martha S. Lindner, (or her Successor) of the Martha S. Lindner Family Trust DTD 8/30/02 as amended. Indirect #12: Seraphim Partners LLC fka CHL Investments, LLC Indirect #26: CHL III 2010-1 Qualified Annuity Trust DTD 4/9/10. On 12/16/2016, 11,936 shares of Common Stock were transferred out of this account. Indirect #29: Shares voting and dispositive power and holds a remainder interest in shares held directly or indirectly by a charitable lead annuity trust. The reporting person disclaims beneficial interest of the shares held by the trust except to the extent of his pecuniary interest in such shares. Carl H. Lindner III By: Karl J. Grafe, as Attorney-in-Fact 2017-02-07