0001209191-16-144156.txt : 20161004 0001209191-16-144156.hdr.sgml : 20161004 20161004161250 ACCESSION NUMBER: 0001209191-16-144156 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161004 DATE AS OF CHANGE: 20161004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001042046 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 311544320 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER STREET 2: 301 E. 4TH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792121 MAIL ADDRESS: STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER STREET 2: 301 E. 4TH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN FINANCIAL GROUP HOLDINGS INC DATE OF NAME CHANGE: 19970709 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EVANS JAMES E CENTRAL INDEX KEY: 0001185852 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13653 FILM NUMBER: 161918984 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-09-30 0 0001042046 AMERICAN FINANCIAL GROUP INC AFG 0001185852 EVANS JAMES E 301 EAST FOURTH STREET CINCINNATI OH 45202 1 0 0 0 Common Stock 2016-09-30 4 M 0 3000 27.20 A 136001 D Common Stock 2016-09-30 4 S 0 3000 75.1463 D 133001 D Common Stock 11371.669 I ESPP Stock Option Exercise 27.20 2016-09-30 4 M 0 3000 0.00 D 2017-12-31 Common 3000 9500 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.09 to $75.192, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Shares allocated to the Reporting Person's account under the Issuer's Employee Stock Purchase Plan. All ESPP information reporting herein is based on a plan statement dated as of 12/31/2015. These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date. James E. Evans By: Karl J. Grafe, as Attorney-in-Fact 2016-10-04