0001209191-16-137760.txt : 20160818
0001209191-16-137760.hdr.sgml : 20160818
20160818161049
ACCESSION NUMBER: 0001209191-16-137760
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160816
FILED AS OF DATE: 20160818
DATE AS OF CHANGE: 20160818
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0001042046
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 311544320
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER
STREET 2: 301 E. 4TH STREET
CITY: CINCINNATI
STATE: OH
ZIP: 45202
BUSINESS PHONE: 5135792121
MAIL ADDRESS:
STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER
STREET 2: 301 E. 4TH STREET
CITY: CINCINNATI
STATE: OH
ZIP: 45202
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN FINANCIAL GROUP HOLDINGS INC
DATE OF NAME CHANGE: 19970709
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LINDNER CARL H III
CENTRAL INDEX KEY: 0000942082
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13653
FILM NUMBER: 161841059
MAIL ADDRESS:
STREET 1: 14TH FLOOR PROVIDENT TOWER
STREET 2: ONE EAST FOURTH STREET
CITY: CINCINNATI
STATE: OH
ZIP: 45202
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-08-16
0
0001042046
AMERICAN FINANCIAL GROUP INC
AFG
0000942082
LINDNER CARL H III
301 EAST FOURTH STREET
CINCINNATI
OH
45202
1
1
0
0
Co-CEO & Co-President
Common Stock
4023053
I
#1
Common Stock
37648
I
#2
Common Stock
2016-08-16
4
S
0
66912
73.9774
D
1281588
I
#12
Common Stock
2016-08-17
4
S
0
33088
73.5577
D
1248500
I
#12
Common Stock
1449094
I
#26
Common Stock
2323322
I
#29
Indirect #1: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended.
Indirect #2: Martha S. Lindner, (or her Successor) of the Martha S. Lindner Family Trust DTD 8/30/02 as amended.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.80 to $74.26, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote (3) and footnote (5).
Indirect #12: Seraphim Partners LLC fka CHL Investments, LLC
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.45 to $73.84 inclusive.
Indirect #26: CHL III 2010-1 Qualified Annuity Trust DTD 4/9/10.
Indirect #29: Shares voting and dispositive power and holds a remainder interest in shares held directly or indirectly by a charitable lead annuity trust. The reporting person disclaims beneficial interest of the shares held by the trust except to the extent of his pecuniary interest in such shares.
Carl H. Lindner III
By: Karl J. Grafe, as Attorney-in-Fact
2016-08-18