0001209191-16-107860.txt : 20160311 0001209191-16-107860.hdr.sgml : 20160311 20160311162556 ACCESSION NUMBER: 0001209191-16-107860 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160309 FILED AS OF DATE: 20160311 DATE AS OF CHANGE: 20160311 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001042046 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 311544320 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER STREET 2: 301 E. 4TH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792121 MAIL ADDRESS: STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER STREET 2: 301 E. 4TH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN FINANCIAL GROUP HOLDINGS INC DATE OF NAME CHANGE: 19970709 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LINDNER S CRAIG CENTRAL INDEX KEY: 0000942061 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13653 FILM NUMBER: 161501077 MAIL ADDRESS: STREET 1: 2ND FLOOR PROVIDENT TOWER STREET 2: ONE EAST FOURTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-03-09 0 0001042046 AMERICAN FINANCIAL GROUP INC AFG 0000942061 LINDNER S CRAIG 301 EAST FOURTH STREET CINCINNATI OH 45202 1 1 0 0 Co-CEO & Co-President Common Stock 2016-03-09 4 M 0 3242 19.10 A 2809842 I #1 Common Stock 2016-03-09 4 S 0 3242 68.874 D 2806600 I #1 Common Stock 2016-03-10 4 M 0 19258 19.10 A 2825858 I #1 Common Stock 2016-03-10 4 S 0 19258 68.8791 D 2806600 I #1 Common Stock 2016-03-11 4 M 0 15000 19.10 A 2821600 I #1 Common Stock 2016-03-11 4 S 0 15000 69.8619 D 2806600 I #1 Common Stock 112909 I #3 Common Stock 30803.12 I #12 Common Stock 2323322 I #27 Stock Option Exercise 19.10 2016-03-09 4 M 0 3242 0.00 D 2019-02-12 Common Stock 3242 34258 D Stock Option Exercise 19.10 2016-03-10 4 M 0 19258 0.00 D 2019-02-12 Common Stock 19258 15000 D Stock Option Exercise 19.10 2016-03-11 4 M 0 15000 0.00 D 2019-02-12 Common Stock 15000 0 D Indirect #1: SCL TTEE of the SCL Living Trust DTD 03/30/83. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.80 to $69.00, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote (2) and in Footnotes (3) and (4). The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.60 to $69.35, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.72 to $70.04, inclusive. Indirect #3: By Frances R. Lindner, Trustee for the Frances R. Lindner living Trust dated 9/13/93. Indirect #12: Held in the Company's Retirement and Savings Plan. The number of shares of Common is based on a statement dated as of 12/31/2015. Indirect #27: Shares voting and dispositive power and holds a remainder interest in shares held directly or indirectly by a charitable lead annuity trust. The reporting person disclaims beneficial interest of the shares held by the trust except to the extent of his pecuniary interest in such shares. Theae Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date. S. Craig Lindner By: Karl J. Grafe, as Attorney-in-Fact 2016-03-11