0001209191-15-081264.txt : 20151119 0001209191-15-081264.hdr.sgml : 20151119 20151119154957 ACCESSION NUMBER: 0001209191-15-081264 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151117 FILED AS OF DATE: 20151119 DATE AS OF CHANGE: 20151119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001042046 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 311544320 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER STREET 2: 301 E. 4TH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792121 MAIL ADDRESS: STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER STREET 2: 301 E. 4TH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN FINANCIAL GROUP HOLDINGS INC DATE OF NAME CHANGE: 19970709 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LINDNER CARL H III CENTRAL INDEX KEY: 0000942082 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13653 FILM NUMBER: 151243624 MAIL ADDRESS: STREET 1: 14TH FLOOR PROVIDENT TOWER STREET 2: ONE EAST FOURTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-11-17 0 0001042046 AMERICAN FINANCIAL GROUP INC AFG 0000942082 LINDNER CARL H III 301 EAST FOURTH STREET CINCINNATI OH 45202 1 1 0 0 Co-CEO & Co-President Common Stock 2015-03-03 5 G 0 E 3157 0.00 D 4128412 I #1 Common Stock 2015-03-31 5 G 0 E 3870 0.00 D 4141428 I #1 Common Stock 2015-08-06 5 G 0 E 1700 0.00 D 4139728 I #1 Common Stock 2015-08-26 5 G 0 E 205 0.00 A 4139933 I #1 Common Stock 2015-09-29 5 G 0 E 437 0.00 D 4155518 I #1 Common Stock 2015-11-17 4 M 0 48394 27.20 A 4203912 I #1 Common Stock 2015-11-17 4 S 0 48394 70.9126 D 4155518 I #1 Common Stock 2015-11-18 4 M 0 26606 27.20 A 4182124 I #1 Common Stock 2015-11-18 4 S 0 26606 70.7085 D 4155518 I #1 Common Stock 2015-08-26 5 G 0 E 205 0.00 A 37648 I #2 Common Stock 1348500 I #12 Common Stock 176166 I #21 Common Stock 33091 I #22 Common Stock 1473138 I #26 Common Stock 2015-04-16 5 G 0 E 6123 0.00 D 2336336 I #29 Common Stock 110589 I #30 Stock Option Exercise 27.20 2015-11-17 4 M 0 48394 0.00 D 2018-02-21 Common Stock 48394 26606 D -Stock Option Exercise 27.20 2015-11-18 4 M 0 26606 0.00 D 2018-02-21 Common Stock 26606 0 D On 3/31/2015, Indirect #26 transferred 10,695 shares of AFG Common Stock to Indirect #1 and on 6/30/2015, Indirect #26 transferred 16,886 shares of AFG Common Stock to Indirect #1. On 9/30/2015, Indirect #26 transferred 16,022 shares of AFG Common Stock to Indirect #1. Indirect #1: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.91 to $71.215, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnotes (3) and (4). The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.57 to $70.81 inclusive. Indirect #2: Martha S. Lindner, (or her Successor) of the Martha S. Lindner Family Trust DTD 8/30/02 as amended. Indirect #12: Seraphim Partners LLC fka CHL Investments, LLC Indirect #21: Doug Marcian, TTEE MBL Trust Dtd 10/26/05. Indirect #22: Doug Marcian, TTEE GD Trust Dtd 10/26/05. Indirect #26: CHL III 2010-1 Qualified Annuity Trust DTD 4/9/10. Indirect #29: Shares voting and dispositive power and holds a remainder interest in shares held directly or indirectly by a charitable lead annuity trust. The reporting person disclaims beneficial interest of the shares held by the trust except to the extent of his pecuniary interest in such shares. Indirect #30: Martha S. Lindner TTEE Carl H. Lindner Dynasty Trust DTD 12/21/12 These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date. Carl H. Lindner III By: Karl J. Grafe, as Attorney-in-Fact 2015-11-19