0001209191-15-018491.txt : 20150225 0001209191-15-018491.hdr.sgml : 20150225 20150225161502 ACCESSION NUMBER: 0001209191-15-018491 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150223 FILED AS OF DATE: 20150225 DATE AS OF CHANGE: 20150225 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001042046 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 311544320 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER STREET 2: 301 E. 4TH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792121 MAIL ADDRESS: STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER STREET 2: 301 E. 4TH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN FINANCIAL GROUP HOLDINGS INC DATE OF NAME CHANGE: 19970709 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LINDNER CARL H III CENTRAL INDEX KEY: 0000942082 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13653 FILM NUMBER: 15648032 MAIL ADDRESS: STREET 1: 14TH FLOOR PROVIDENT TOWER STREET 2: ONE EAST FOURTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-02-23 0 0001042046 AMERICAN FINANCIAL GROUP INC AFG 0000942082 LINDNER CARL H III 301 EAST FOURTH STREET CINCINNATI OH 45202 1 1 0 0 Co-CEO & Co-President Common Stock 2015-02-23 4 A 0 11880 0.00 A 4112133 I #1 Common Stock 37443 I #2 Common Stock 1348500 I #12 Common Stock 176166 I #21 Common Stock 33091 I #22 Common Stock 56709 I #25 Common Stock 1516741 I #26 Common Stock 167621 I #27 Common Stock 1584 I #28 Common Stock 2346609 I #29 Common Stock 110589 I #30 Stock Option Grant 63.15 2015-02-23 4 A 0 50000 0.00 D 2025-02-23 Common 50000 50000 D Represents the grant of restricted stock from the Issuer that vests four years from the date of grant. Indirect #1: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended. Indirect #2: Martha S. Lindner, (or her Successor) of the Martha S. Lindner Family Trust DTD 8/30/02 as amended. Indirect #12: Seraphim Partners LLC fka CHL Investments, LLC Indirect #21: Doug Marcian, TTEE MBL Trust Dtd 10/26/05. Indirect #22: Doug Marcian, TTEE GD Trust Dtd 10/26/05. Indirect #25: Lou Ann Flint TTEE MBL 2009 Consolidation Trust DTD 12/22/09. Indirect #26: CHL III 2010-1 Qualified Annuity Trust DTD 4/9/10. Indirect #27: Lou Ann Flint TTEE MBL 2009 Trust DTD 4/13/2009. Indirect #28 MBL TTEE MBL Trust DTD 1/17/2008 Indirect #29: Shares voting and dispositive power and holds a remainder interest in shares held directly or indirectly by a charitable lead annuity trust. The reporting person disclaims beneficial interest of the shares held by the trust except to the extent of his pecuniary interest in such shares. Indirect #30: Martha S. Lindner TTEE Carl H. Lindner Dynasty Trust DTD 12/21/12 These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date. Carl H. Lindner III By: Karl J. Grafe, as Attorney-in-Fact 2015-02-25