0001209191-13-057353.txt : 20131217 0001209191-13-057353.hdr.sgml : 20131217 20131217160916 ACCESSION NUMBER: 0001209191-13-057353 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131213 FILED AS OF DATE: 20131217 DATE AS OF CHANGE: 20131217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001042046 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 311544320 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER STREET 2: 301 E. 4TH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792121 MAIL ADDRESS: STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER STREET 2: 301 E. 4TH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN FINANCIAL GROUP HOLDINGS INC DATE OF NAME CHANGE: 19970709 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERDING JOHN B CENTRAL INDEX KEY: 0001196316 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13653 FILM NUMBER: 131281948 MAIL ADDRESS: STREET 1: 250 EAST FIFTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-12-13 0 0001042046 AMERICAN FINANCIAL GROUP INC AFG 0001196316 BERDING JOHN B 301 EAST FOURTH STREET 27TH FLOOR CINCINNATI OH 45202 1 0 0 0 Common Stock 2013-12-13 4 M 0 3718 26.8933 A 71562 D Common Stock 2013-12-13 4 M 0 2734 36.57 A 74296 D Common Stock 2013-12-13 4 M 0 3676 27.20 A 77972 D Common Stock 233 I By Trust Common Stock 2451 I ESPP Common Stock 1166.24 I 401(k) Stock Option Exercise 26.8933 2013-12-13 4 M 0 3718 0.00 D 2016-02-22 Common 3718 0 D Stock Option Exercise 36.57 2013-12-13 4 M 0 2734 0.00 D 2017-02-22 Common Stock 2734 0 D Stock Option Exercise 27.20 2013-12-13 4 M 0 3676 0.00 D 2018-02-21 Common Stock 3676 0 D Shares allocated to the Reporting Person's account under the Issuer's Employee Stock Purchase Plan (the "ESPP"). All ESPP information reported herein is based on a plan statement dated as of 12/31/2012. Represents shares held in the Issuer's 401(k) Retirement and Savings Plan. The number of shares of Common Stock is based on a Plan Statement dated as of 12/31/2012. These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date. John B. Berding By: Karl J. Grafe, as Attorney-in-Fact 2013-12-17