0001209191-13-051389.txt : 20131108 0001209191-13-051389.hdr.sgml : 20131108 20131108161358 ACCESSION NUMBER: 0001209191-13-051389 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131031 FILED AS OF DATE: 20131108 DATE AS OF CHANGE: 20131108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001042046 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 311544320 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER STREET 2: 301 E. 4TH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792121 MAIL ADDRESS: STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER STREET 2: 301 E. 4TH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN FINANCIAL GROUP HOLDINGS INC DATE OF NAME CHANGE: 19970709 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LINDNER S CRAIG CENTRAL INDEX KEY: 0000942061 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13653 FILM NUMBER: 131204841 MAIL ADDRESS: STREET 1: 2ND FLOOR PROVIDENT TOWER STREET 2: ONE EAST FOURTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2013-10-31 2013-11-04 0 0001042046 AMERICAN FINANCIAL GROUP INC AFG 0000942061 LINDNER S CRAIG 301 EAST FOURTH STREET CINCINNATI OH 45202 1 1 0 0 Co-CEO & Co-President Common Stock 2013-09-17 5 G 0 E 200 0.00 D 1530278 I #1 Common Stock 2013-10-10 5 G 0 E 262 0.00 A 1530540 I #1 Common Stock 2013-10-28 5 G 0 E 4480 0.00 D 1526060 I #1 Common stock 2013-10-31 4 M 0 32500 26.8933 A 1558560 I #1 Common Stock 2013-10-31 4 S 0 38434 56.621 D 1520126 I #1 Common Stock 2013-11-01 4 S 0 8663 56.653 D 1511463 I #1 Common Stock 2013-11-04 4 S 0 30000 56.1945 D 1481463 I #1 Common Stock 2013-10-10 5 G 0 E 262 0.00 A 112461 I #3 Common Stock 28418.3 I #12 Common Stock 2366296 I #27 Stock Option Exercise 26.8933 2013-10-31 4 M 0 32500 0.00 D 2016-02-22 Common 32500 0 D Indirect #1: SCL TTEE of the SCL Living Trust DTD 03/30/83. The original filing mistakenly omitted 5,934 shares. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.60 to $56.67, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4) and (5). The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.65 to $56.67, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.10 to $56.285, inclusive. Indirect #3: By Frances R. Lindner, Trustee for the Frances R. Lindner living Trust dated 9/13/93. (SCL) Indirect #12: Held in the Company's Retirement and Savings Plan. The number of shares of Common is based on a statement dated as of 12/31/2012. (SCL) Indirect #27: Shares voting and dispositive power and holds a remainder interest in shares held directly or indirectly by a charitable lead annuity trust. The reporting person disclaims beneficial interest of the shares held by the trust except to the extent of his pecuniary interest in such shares. Theae Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date. S. Craig Lindner By: Karl J. Grafe, as Attorney-in-Fact 2013-11-08