0001209191-13-008353.txt : 20130213 0001209191-13-008353.hdr.sgml : 20130213 20130213155632 ACCESSION NUMBER: 0001209191-13-008353 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130213 DATE AS OF CHANGE: 20130213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERDING JOHN B CENTRAL INDEX KEY: 0001196316 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13653 FILM NUMBER: 13602957 MAIL ADDRESS: STREET 1: 250 EAST FIFTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001042046 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 311544320 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER STREET 2: 301 E. 4TH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792121 MAIL ADDRESS: STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER STREET 2: 301 E. 4TH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN FINANCIAL GROUP HOLDINGS INC DATE OF NAME CHANGE: 19970709 5 1 doc5.xml FORM 5 SUBMISSION X0306 5 2012-12-31 0 0 0 0001042046 AMERICAN FINANCIAL GROUP INC AFG 0001196316 BERDING JOHN B 301 EAST FOURTH STREET 27TH FLOOR CINCINNATI OH 45202 1 0 0 0 Common Stock 103000 D Common Stock 33271 I By Trust Common Stock 2451 I ESPP Common Stock 1166.24 I 401(k) Employee Stock Option 20.28 2015-02-24 Common 21570 21570 I By Trust Employee Stock Option 26.8933 2016-02-22 Common 14700 14700 I By Trust Phantom Stock Common 1001.85 D Shares allocated to the Reporting Person's account under the Issuer's Employee Stock Purchase Plan (the "ESPP"). All ESPP information reported herein is based on a plan statement dated as of 12/31/2012. Represents shares held in the Issuer's 401(k) Retirement and Savings Plan. The number of shares of Common Stock is based on a Plan Statement dated as of December 31, 2012. These Employee Stock Options ("Options") become exercisable as to 20% of the shares initially granted on the first anniversary of the date of grant, with an additional 20% becoming exercisable on each subsequent anniversary. The Options were granted under the Issuer's Stock Option Plan pursuant to Rule 16b-3. On December 21 2012, the Reporting Person transferred 21,570 stock options to a Trust. On December 21, 2012, the Reporting Person transferred 14,700 stock options to a trust. Represents amounts held by Reporting Person in a retirement plan of the Issuer based on a statement dated 12/31/2012. Each share is the economic equivalent of one share of common stock. The Reporting Person's account balance is distributed in cash following termination of employment. John B. Berding By: Karl J. Grafe, as Attorney-in-Fact 2013-02-13