0001209191-13-008353.txt : 20130213
0001209191-13-008353.hdr.sgml : 20130213
20130213155632
ACCESSION NUMBER: 0001209191-13-008353
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130213
DATE AS OF CHANGE: 20130213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BERDING JOHN B
CENTRAL INDEX KEY: 0001196316
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13653
FILM NUMBER: 13602957
MAIL ADDRESS:
STREET 1: 250 EAST FIFTH STREET
CITY: CINCINNATI
STATE: OH
ZIP: 45202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0001042046
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 311544320
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER
STREET 2: 301 E. 4TH STREET
CITY: CINCINNATI
STATE: OH
ZIP: 45202
BUSINESS PHONE: 5135792121
MAIL ADDRESS:
STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER
STREET 2: 301 E. 4TH STREET
CITY: CINCINNATI
STATE: OH
ZIP: 45202
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN FINANCIAL GROUP HOLDINGS INC
DATE OF NAME CHANGE: 19970709
5
1
doc5.xml
FORM 5 SUBMISSION
X0306
5
2012-12-31
0
0
0
0001042046
AMERICAN FINANCIAL GROUP INC
AFG
0001196316
BERDING JOHN B
301 EAST FOURTH STREET
27TH FLOOR
CINCINNATI
OH
45202
1
0
0
0
Common Stock
103000
D
Common Stock
33271
I
By Trust
Common Stock
2451
I
ESPP
Common Stock
1166.24
I
401(k)
Employee Stock Option
20.28
2015-02-24
Common
21570
21570
I
By Trust
Employee Stock Option
26.8933
2016-02-22
Common
14700
14700
I
By Trust
Phantom Stock
Common
1001.85
D
Shares allocated to the Reporting Person's account under the Issuer's Employee Stock Purchase Plan (the "ESPP"). All ESPP information reported herein is based on a plan statement dated as of 12/31/2012.
Represents shares held in the Issuer's 401(k) Retirement and Savings Plan. The number of shares of Common Stock is based on a Plan Statement dated as of December 31, 2012.
These Employee Stock Options ("Options") become exercisable as to 20% of the shares initially granted on the first anniversary of the date of grant, with an additional 20% becoming exercisable on each subsequent anniversary. The Options were granted under the Issuer's Stock Option Plan pursuant to Rule 16b-3.
On December 21 2012, the Reporting Person transferred 21,570 stock options to a Trust.
On December 21, 2012, the Reporting Person transferred 14,700 stock options to a trust.
Represents amounts held by Reporting Person in a retirement plan of the Issuer based on a statement dated 12/31/2012. Each share is the economic equivalent of one share of common stock. The Reporting Person's account balance is distributed in cash following termination of employment.
John B. Berding
By: Karl J. Grafe, as Attorney-in-Fact
2013-02-13