0001209191-12-045955.txt : 20120918 0001209191-12-045955.hdr.sgml : 20120918 20120918161809 ACCESSION NUMBER: 0001209191-12-045955 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120914 FILED AS OF DATE: 20120918 DATE AS OF CHANGE: 20120918 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LINDNER CARL H III CENTRAL INDEX KEY: 0000942082 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13653 FILM NUMBER: 121097423 MAIL ADDRESS: STREET 1: 14TH FLOOR PROVIDENT TOWER STREET 2: ONE EAST FOURTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001042046 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 311544320 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER STREET 2: 301 E. 4TH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792121 MAIL ADDRESS: STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER STREET 2: 301 E. 4TH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN FINANCIAL GROUP HOLDINGS INC DATE OF NAME CHANGE: 19970709 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2012-09-14 0 0001042046 AMERICAN FINANCIAL GROUP INC AFG 0000942082 LINDNER CARL H III 301 EAST FOURTH STREET CINCINNATI OH 45202 1 1 0 0 Co-CEO & Co-President Common Stock 2012-03-21 5 G 0 E 5212 0.00 D 2698476 I #1 Common Stock 2012-06-20 5 G 0 E 634 0.00 D 2697842 I #1 Common Stock 2012-08-20 5 G 0 E 3061 0.00 D 2724914 I #1 Common Stock 2012-09-14 4 S 0 35355 39.0152 D 2689559 I #1 Common Stock 2012-09-17 4 S 0 11470 38.7465 D 2678089 I #1 Common Stock 2012-09-18 4 S 0 13175 38.50 D 2664914 I #1 Common Stock 36601 I #2 Common Stock 1388500 I #12 Common Stock 176166 I #21 Common Stock 113091 I #22 Common Stock 146659 I #25 Common Stock 1688402 I #26 Common Stock 77671 I #27 Common Stock 742 I #28 Common Stock 2012-03-19 4 G 0 20883 0.00 D 66760 I #29 On March 31, 2012, there was a GRAT distribution of 30, 289 shares of AFG Common Stock from Indirect #26 to Indirect #1. Indirect #1: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended. On June 30, 2012, there was a GRAT distribution of 30,133 shares of AFG Common Stock from Indirect #26 to Indirect #1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.00 to $39.05, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) and (5) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.70 to $39.00 inclusive. Indirect #2: Martha S. Lindner, (or her Successor) of the Martha S. Lindner Family Trust DTD 8/30/02 as amended. Indirect #12: Seraphim Partners LLC fka CHL Investments, LLC Indirect #21: Doug Marcian, TTEE MBL Trust Dtd 10/26/05. Indirect #22: Doug Marcian, TTEE GD Trust Dtd 10/26/05. Indirect #25: Lou Ann Flint TTEE MBL 2009 Consolidation Trust DTD 12/22/09. Indirect #26: CHL III 2010-1 Qualified Annuity Trust DTD 4/9/10. Indirect #27: Lou Ann Flint TTEE MBL 2009 Trust DTD 4/13/2009. Indirect #28 MBL TTEE MBL Trust DTD 1/17/2008 Indirect #29: Shares voting and dispositive power and holds a remainder interest in shares held by charitable lead annuity trust. The reporting person disclaims beneficial interest of the shares held by the trust except to the extent of his pecuniary interest in such shares. Carl H. Lindner III By: Karl J. Grafe, as Attorney-in-Fact 2012-09-18