0001209191-12-045955.txt : 20120918
0001209191-12-045955.hdr.sgml : 20120918
20120918161809
ACCESSION NUMBER: 0001209191-12-045955
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120914
FILED AS OF DATE: 20120918
DATE AS OF CHANGE: 20120918
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LINDNER CARL H III
CENTRAL INDEX KEY: 0000942082
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13653
FILM NUMBER: 121097423
MAIL ADDRESS:
STREET 1: 14TH FLOOR PROVIDENT TOWER
STREET 2: ONE EAST FOURTH STREET
CITY: CINCINNATI
STATE: OH
ZIP: 45202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0001042046
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 311544320
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER
STREET 2: 301 E. 4TH STREET
CITY: CINCINNATI
STATE: OH
ZIP: 45202
BUSINESS PHONE: 5135792121
MAIL ADDRESS:
STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER
STREET 2: 301 E. 4TH STREET
CITY: CINCINNATI
STATE: OH
ZIP: 45202
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN FINANCIAL GROUP HOLDINGS INC
DATE OF NAME CHANGE: 19970709
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2012-09-14
0
0001042046
AMERICAN FINANCIAL GROUP INC
AFG
0000942082
LINDNER CARL H III
301 EAST FOURTH STREET
CINCINNATI
OH
45202
1
1
0
0
Co-CEO & Co-President
Common Stock
2012-03-21
5
G
0
E
5212
0.00
D
2698476
I
#1
Common Stock
2012-06-20
5
G
0
E
634
0.00
D
2697842
I
#1
Common Stock
2012-08-20
5
G
0
E
3061
0.00
D
2724914
I
#1
Common Stock
2012-09-14
4
S
0
35355
39.0152
D
2689559
I
#1
Common Stock
2012-09-17
4
S
0
11470
38.7465
D
2678089
I
#1
Common Stock
2012-09-18
4
S
0
13175
38.50
D
2664914
I
#1
Common Stock
36601
I
#2
Common Stock
1388500
I
#12
Common Stock
176166
I
#21
Common Stock
113091
I
#22
Common Stock
146659
I
#25
Common Stock
1688402
I
#26
Common Stock
77671
I
#27
Common Stock
742
I
#28
Common Stock
2012-03-19
4
G
0
20883
0.00
D
66760
I
#29
On March 31, 2012, there was a GRAT distribution of 30, 289 shares of AFG Common Stock from Indirect #26 to Indirect #1.
Indirect #1: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended.
On June 30, 2012, there was a GRAT distribution of 30,133 shares of AFG Common Stock from Indirect #26 to Indirect #1.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.00 to $39.05, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) and (5) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.70 to $39.00 inclusive.
Indirect #2: Martha S. Lindner, (or her Successor) of the Martha S. Lindner Family Trust DTD 8/30/02 as amended.
Indirect #12: Seraphim Partners LLC fka CHL Investments, LLC
Indirect #21: Doug Marcian, TTEE MBL Trust Dtd 10/26/05.
Indirect #22: Doug Marcian, TTEE GD Trust Dtd 10/26/05.
Indirect #25: Lou Ann Flint TTEE MBL 2009 Consolidation Trust DTD 12/22/09.
Indirect #26: CHL III 2010-1 Qualified Annuity Trust DTD 4/9/10.
Indirect #27: Lou Ann Flint TTEE MBL 2009 Trust DTD 4/13/2009.
Indirect #28 MBL TTEE MBL Trust DTD 1/17/2008
Indirect #29: Shares voting and dispositive power and holds a remainder interest in shares held by charitable lead annuity trust. The reporting person disclaims beneficial interest of the shares held by the trust except to the extent of his pecuniary interest in such shares.
Carl H. Lindner III
By: Karl J. Grafe, as Attorney-in-Fact
2012-09-18