0001209191-12-012857.txt : 20120224
0001209191-12-012857.hdr.sgml : 20120224
20120224160924
ACCESSION NUMBER: 0001209191-12-012857
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120223
FILED AS OF DATE: 20120224
DATE AS OF CHANGE: 20120224
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LINDNER CARL H III
CENTRAL INDEX KEY: 0000942082
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13653
FILM NUMBER: 12638271
MAIL ADDRESS:
STREET 1: 14TH FLOOR PROVIDENT TOWER
STREET 2: ONE EAST FOURTH STREET
CITY: CINCINNATI
STATE: OH
ZIP: 45202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0001042046
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 311544320
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1208
BUSINESS ADDRESS:
STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER
STREET 2: 301 E. 4TH STREET
CITY: CINCINNATI
STATE: OH
ZIP: 45202
BUSINESS PHONE: 5135792121
MAIL ADDRESS:
STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER
STREET 2: 301 E. 4TH STREET
CITY: CINCINNATI
STATE: OH
ZIP: 45202
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN FINANCIAL GROUP HOLDINGS INC
DATE OF NAME CHANGE: 19970709
4
1
doc4.xml
FORM 4 SUBMISSION
X0304
4
2012-02-23
0
0001042046
AMERICAN FINANCIAL GROUP INC
AFG
0000942082
LINDNER CARL H III
301 EAST FOURTH STREET
CINCINNATI
OH
45202
1
1
0
0
Co-CEO & Co-President
Common Stock
2012-02-23
4
A
0
17000
0.00
A
2656699
I
#1
Common Stock
36601
I
#2
Common Stock
1388500
I
#12
Common Stock
176166
I
#21
Common Stock
113091
I
#22
Common Stock
146659
I
#25
Common Stock
1748824
I
#26
Common Stock
77671
I
#27
Common Stock
742
I
#28
Common Stock
19635
I
#29
Stock Option Grant
38.11
2012-02-23
4
A
0
50000
0.00
A
2022-02-23
Common
50000
50000
D
Represents the grant of restricted stock from the Issuer that vests four years from the date of grant.
Indirect #1: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended.
Indirect #2: Martha S. Lindner, (or her Successor) of the Martha S. Lindner Family Trust DTD 8/30/02 as amended.
Indirect #12: Seraphim Partners LLC fka CHL Investments, LLC
Indirect #21: Doug Marcian, TTEE MBL Trust Dtd 10/26/05.
Indirect #22: Doug Marcian, TTEE GD Trust Dtd 10/26/05.
Indirect #25: Lou Ann Flint TTEE MBL 2009 Consolidation Trust DTD 12/22/09.
Indirect #26: CHL III 2010-1 Qualified Annuity Trust DTD 4/9/10.
Indirect #27: Lou Ann Flint TTEE MBL 2009 Trust DTD 4/13/2009.
Indirect #28 MBL TTEE MBL Trust DTD 1/17/2008
Indirect #29: Shares voting and dispositive power and holds a remainder interest in shares held by charitable lead annuity trust. The reporting person disclaims beneficial interest of the shares held by the trust except to the extent of his pecuniary interest in such shares.
These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date.
Carl H. Lindner III
By: Karl J. Grafe, as Attorney-in-Fact
2012-02-23