0001209191-11-063137.txt : 20111227 0001209191-11-063137.hdr.sgml : 20111226 20111227160321 ACCESSION NUMBER: 0001209191-11-063137 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111222 FILED AS OF DATE: 20111227 DATE AS OF CHANGE: 20111227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LINDNER S CRAIG CENTRAL INDEX KEY: 0000942061 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13653 FILM NUMBER: 111282302 MAIL ADDRESS: STREET 1: 2ND FLOOR PROVIDENT TOWER STREET 2: ONE EAST FOURTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001042046 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 311544320 STATE OF INCORPORATION: OH FISCAL YEAR END: 1208 BUSINESS ADDRESS: STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER STREET 2: 301 E. 4TH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792121 MAIL ADDRESS: STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER STREET 2: 301 E. 4TH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN FINANCIAL GROUP HOLDINGS INC DATE OF NAME CHANGE: 19970709 4 1 doc4.xml FORM 4 SUBMISSION X0304 4 2011-12-22 0 0001042046 AMERICAN FINANCIAL GROUP INC AFG 0000942061 LINDNER S CRAIG 301 EAST FOURTH STREET CINCINNATI OH 45202 1 1 0 0 Co-CEO & Co-President Common Stock 2011-12-22 4 M 0 50000 20.28 A 2151516 I #1 Common Stock 2011-12-22 4 S 0 50000 36.9155 D 2101516 I #1 Common Stock 2011-12-23 4 M 0 32500 20.28 A 2134016 I #1 Common Stock 2011-12-23 4 S 0 32500 37.2287 D 2101516 I #1 Common Stock 111862 I #3 Common Stock 25873 I #6 Common Stock 26818.9636 I #12 Common Stock 225546 I #23 Common Stock 194939 I #24 Common Stock 301805 I #25 Common Stock 27000 I #26 Common Stock 20.28 2011-12-22 4 M 0 50000 0.00 D 2015-02-24 Common 50000 32500 D Common Stock 20.28 2011-12-23 4 M 0 32500 0.00 D 2015-02-24 Common 32500 0 D Indirect #1: SCL TTEE of the SCL Living Trust DTD 03/30/83. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.87 to 37.04, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 and 3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.02 to 37.29, inclusive. Indirect #3: By Frances R. Lindner, Trustee for the Frances R. Lindner living Trust dated 9/13/93. (SCL) Indirect #6: FRL, Cust. CFL Under OH Tsfr to Min Act. (SCL) Indirect #12: Held in the Company's Retirement and Savings Plan. The number of shares of Common is based on a statement dated as of 12/31/10. (SCL) Indirect #23: CFL TR U/A DTD 4/21/05 FRL TTEE (SCL) Indirect #24: My Nyhart TTEE Christine CU Trust Agreement dtd 12/14/00. Indirect #25: M. Nyhart TTEE CFL 2010 Consolidation Trust DTD 12/17/2010. Indirect #26: M. Nyhart TTEE CFL 2010 Special Trust DTD 12/17/10. These Employee Stock Options ("Options") become exercisable as to 20% of the shares initially granted on the first anniversary of the date of grant, with an additional 20% becoming exercisable on each subsequent anniversary. The Options were granted under the Issuer's Stock Option Plan pursuant to Rule 16b-3. S. Craig Lindner By: Karl J. Grafe, as Attorney-in-Fact 2011-12-27