0001209191-11-054935.txt : 20111108 0001209191-11-054935.hdr.sgml : 20111108 20111108155907 ACCESSION NUMBER: 0001209191-11-054935 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111104 FILED AS OF DATE: 20111108 DATE AS OF CHANGE: 20111108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LINDNER CARL H III CENTRAL INDEX KEY: 0000942082 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13653 FILM NUMBER: 111187775 MAIL ADDRESS: STREET 1: 14TH FLOOR PROVIDENT TOWER STREET 2: ONE EAST FOURTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001042046 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 311544320 STATE OF INCORPORATION: OH FISCAL YEAR END: 1208 BUSINESS ADDRESS: STREET 1: ONE EAST FOURTH STREET STREET 2: SUITE 919 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792121 MAIL ADDRESS: STREET 1: ONE EAST FOURTH STREET STREET 2: SUITE 919 CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN FINANCIAL GROUP HOLDINGS INC DATE OF NAME CHANGE: 19970709 4 1 doc4.xml FORM 4 SUBMISSION X0304 4 2011-11-04 0 0001042046 AMERICAN FINANCIAL GROUP INC AFG 0000942082 LINDNER CARL H III ONE EAST FOURTH STREET CINCINNATI OH 45202 1 1 0 0 Co-CEO & Co-President Common Stock 2011-05-06 5 G 0 E 5708 0.00 D 2742675 I #1 Common Stock 2011-07-13 5 G 0 E 742 0.00 A 2776324 I #1 Common Stock 2011-08-17 5 G 0 E 1428 0.00 D 2774896 I #1 Common Stock 2011-08-25 5 G 0 E 4813 0.00 D 2770083 I #1 Common Stock 2011-08-30 5 G 0 E 9039 0.00 D 2761044 I #1 Common Stock 2011-08-31 5 G 0 E 18073 0.00 D 2780651 I #1 Common Stock 2011-11-04 4 S 0 50000 35.8554 D 2730651 I #1 Common Stock 2011-07-13 5 G 0 E 742 0.00 A 36601 I #2 Common Stock 2011-11-04 4 S 0 50000 35.7935 D 1418500 I #12 Common Stock 176166 I #21 Common Stock 113091 I #22 Common Stock 146659 I #25 Common Stock 1780337 I #26 Common Stock 77671 I #27 Common Stock 2011-07-13 5 G 0 E 742 0.00 A 742 I #28 Indirect #1: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended. On June 30, 2011, there was a GRAT distribution of 32,907 shares of AFG Common Stock from indirect #26 to Indirect #1. On September 30, 2011, there was a GRAT distribution of 37,680 shares of AFG Common Stock from Indirect #26 to Indirect #1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.76 to $35.99 inclusive. Indirect #2: Martha S. Lindner, (or her Successor) of the Martha S. Lindner Family Trust DTD 8/30/02 as amended. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.66 to $35.92, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) and (6) to this Form 4. Indirect #12: Seraphim Partners LLC fka CHL Investments, LLC Indirect #21: Doug Marcian, TTEE MBL Trust Dtd 10/26/05. Indirect #22: Doug Marcian, TTEE GD Trust Dtd 10/26/05. Indirect #25: Lou Ann Flint TTEE MBL 2009 Consolidation Trust DTD 12/22/09. Indirect #26: CHL III 2010-1 Qualified Annuity Trust DTD 4/9/10. Indirect #27: Lou Ann Flint TTEE MBL 2009 Trust DTD 4/13/2009. Indirect #28 MBL TTEE MBL Trust DTD 1/17/2008 Carl H. Lindner III By: Karl J. Grafe, as Attorney-in-Fact 2011-11-08