0001209191-11-053145.txt : 20111028 0001209191-11-053145.hdr.sgml : 20111028 20111028163722 ACCESSION NUMBER: 0001209191-11-053145 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111027 FILED AS OF DATE: 20111028 DATE AS OF CHANGE: 20111028 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EVANS JAMES E CENTRAL INDEX KEY: 0001185852 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13653 FILM NUMBER: 111165624 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001042046 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 311544320 STATE OF INCORPORATION: OH FISCAL YEAR END: 1208 BUSINESS ADDRESS: STREET 1: ONE EAST FOURTH STREET STREET 2: SUITE 919 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792121 MAIL ADDRESS: STREET 1: ONE EAST FOURTH STREET STREET 2: SUITE 919 CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN FINANCIAL GROUP HOLDINGS INC DATE OF NAME CHANGE: 19970709 4 1 doc4.xml FORM 4 SUBMISSION X0304 4 2011-10-27 0 0001042046 AMERICAN FINANCIAL GROUP INC AFG 0001185852 EVANS JAMES E ONE EAST FOURTH STREET CINCINNATI OH 45202 1 1 0 0 Sr. V. Pres. & Gen. Counsel Common Stock 2011-10-27 4 M 0 36093 20.0067 A 247879 D Common Stock 2011-10-27 4 M 0 38907 20.28 A 286786 D Common Stock 2011-10-27 4 S 0 75000 36.2534 D 211786 D Common Stock 2011-10-28 4 M 0 25000 20.28 A 236786 D Common Stock 2011-10-28 4 S 0 25000 36.5093 D 211786 D Common Stock 9831 I ESPP Employee Stock Option Exercise 20.0067 2011-10-27 4 M 0 36093 0.00 D 2014-02-27 Common Stock 36093 0 D Employee Stock Option Exercise 20.28 2011-10-27 4 M 0 38907 0.00 D 2015-02-24 Common Stock 38907 31163 D Employee Stock Option Exercise 20.28 2011-10-28 4 M 0 25000 0.00 D 2015-02-24 Common Stock 25000 6163 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.00 to $36.63, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.50 to $36.61, inclusive. Shares owned by the reporting Person in the Issuer's Employee Stock Purchase Plan (the "ESPP"). All ESPP information reporting herein is based on a plan statement dated as of 12/31/2010. This Employee Stock Option became exercisable in five equal installments beginning on the first anniversary of the grant date. James E. Evans By: Karl J. Grafe, as Attorney-in-Fact 2011-10-28