0001209191-11-053144.txt : 20111028 0001209191-11-053144.hdr.sgml : 20111028 20111028163610 ACCESSION NUMBER: 0001209191-11-053144 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111027 FILED AS OF DATE: 20111028 DATE AS OF CHANGE: 20111028 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LINDNER S CRAIG CENTRAL INDEX KEY: 0000942061 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13653 FILM NUMBER: 111165613 MAIL ADDRESS: STREET 1: 2ND FLOOR PROVIDENT TOWER STREET 2: ONE EAST FOURTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001042046 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 311544320 STATE OF INCORPORATION: OH FISCAL YEAR END: 1208 BUSINESS ADDRESS: STREET 1: ONE EAST FOURTH STREET STREET 2: SUITE 919 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792121 MAIL ADDRESS: STREET 1: ONE EAST FOURTH STREET STREET 2: SUITE 919 CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN FINANCIAL GROUP HOLDINGS INC DATE OF NAME CHANGE: 19970709 4 1 doc4.xml FORM 4 SUBMISSION X0304 4 2011-10-27 0 0001042046 AMERICAN FINANCIAL GROUP INC AFG 0000942061 LINDNER S CRAIG ONE EAST FOURTH STREET CINCINNATI OH 45202 1 1 0 0 Co-CEO & Co-President Common Stock 2011-09-15 5 G 0 E 1500 0.00 D 2261924 I #1 Common Stock 2011-10-27 4 M 0 82500 20.0067 A 2344424 I #1 Common Stock 2011-10-27 4 S 0 175000 36.326 D 2169424 I #1 Common Stock 111862 I #3 Common Stock 25146 I #6 Common Stock 26818.9636 I #12 Common Stock 250546 I #23 Common Stock 194939 I #24 Common Stock 301805 I #25 Common Stock 27000 I #26 Stock Option Exercise 20.0067 2011-10-27 4 M 0 82500 0.00 D 2014-02-27 Common 82500 0 D Indirect #1: SCL TTEE of the SCL Living Trust DTD 03/30/83. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.97 to $36.79, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2. Indirect #3: By Frances R. Lindner, Trustee for the Frances R. Lindner living Trust dated 9/13/93. (SCL) Indirect #6: FRL, Cust. CFL Under OH Tsfr to Min Act. (SCL) Indirect #12: Held in the Company's Retirement and Savings Plan. The number of shares of Common is based on a statement dated as of 12/31/10. (SCL) Indirect #23: CFL TR U/A DTD 4/21/05 FRL TTEE (SCL) Indirect #24: My Nyhart TTEE Christine CU Trust Agreement dtd 12/14/00. Indirect #25: M. Nyhart TTEE CFL 2010 Consolidation Trust DTD 12/17/2010. Indirect #26: M. Nyhart TTEE CFL 2010 Special Trust DTD 12/17/10. These Employee Stock Options ("Options") become exercisable as to 20% of the shares initially granted on the first anniversary of the date of grant, with an additional 20% becoming exercisable on each subsequent anniversary. The Options were granted under the Issuer's Stock Option Plan pursuant to Rule 16b-3. S. Craig Lindner By: Karl J. Grafe, as Attorney-in-Fact 2011-10-28