0001209191-11-030685.txt : 20110524 0001209191-11-030685.hdr.sgml : 20110524 20110524161957 ACCESSION NUMBER: 0001209191-11-030685 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110520 FILED AS OF DATE: 20110524 DATE AS OF CHANGE: 20110524 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EVANS JAMES E CENTRAL INDEX KEY: 0001185852 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13653 FILM NUMBER: 11868266 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001042046 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 311544320 STATE OF INCORPORATION: OH FISCAL YEAR END: 1208 BUSINESS ADDRESS: STREET 1: ONE EAST FOURTH STREET STREET 2: SUITE 919 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792121 MAIL ADDRESS: STREET 1: ONE EAST FOURTH STREET STREET 2: SUITE 919 CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN FINANCIAL GROUP HOLDINGS INC DATE OF NAME CHANGE: 19970709 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2011-05-20 0 0001042046 AMERICAN FINANCIAL GROUP INC AFG 0001185852 EVANS JAMES E ONE EAST FOURTH STREET CINCINNATI OH 45202 1 1 0 0 Sr. V. Pres. & Gen. Counsel Common Stock 2011-05-20 4 M 0 3917 20.0067 A 215664 D Common Stock 2011-05-20 4 M 0 8583 12.30 A 224247 D Common Stock 2011-05-20 4 S 0 12500 35.1364 D 211747 D Common Stock 2011-05-23 4 M 0 10000 20.0067 A 221747 D Common Stock 2011-05-23 4 S 0 10000 34.655 D 211747 D Common Stock 9831 I ESPP Employee Stock Option Exercise 20.0067 2011-05-20 4 M 0 3917 0.00 D 2014-02-27 Common Stock 3917 61087 D Employee Stock Option Exercise 12.30 2011-05-20 4 M 0 8583 0.00 D 2013-02-20 Common Stock 8583 0 D Employee Stock Option Exercise 20.0067 2011-05-23 4 M 0 10000 0.00 D 2014-02-27 Common Stock 10000 51087 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.11 to $35.1701, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.65 to $34.66, inclusive. Shares owned by the reporting Person in the Issuer's Employee Stock Purchase Plan (the "ESPP"). All ESPP information reporting herein is based on a plan statement dated as of 12/31/2010. This Employee Stock Option became exercisable in five equal installments beginning on the first anniversary of the grant date. James E. Evans By: Karl J. Grafe, as Attorney-in-Fact 2011-05-24