-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Fj2MHsrEqB8IyGUrvkne3QFf63zQYkzxsn8R1RNAcad+zpIQaod69dTX7KQ75VCK GrLP6ZnaERdsjDH7IT0wcw== 0001209191-10-048010.txt : 20100930 0001209191-10-048010.hdr.sgml : 20100930 20100930162228 ACCESSION NUMBER: 0001209191-10-048010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100928 FILED AS OF DATE: 20100930 DATE AS OF CHANGE: 20100930 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EVANS JAMES E CENTRAL INDEX KEY: 0001185852 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13653 FILM NUMBER: 101099568 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001042046 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 311544320 STATE OF INCORPORATION: OH FISCAL YEAR END: 1208 BUSINESS ADDRESS: STREET 1: ONE EAST FOURTH STREET STREET 2: SUITE 919 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792121 MAIL ADDRESS: STREET 1: ONE EAST FOURTH STREET STREET 2: SUITE 919 CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN FINANCIAL GROUP HOLDINGS INC DATE OF NAME CHANGE: 19970709 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-09-28 0 0001042046 AMERICAN FINANCIAL GROUP INC AFG 0001185852 EVANS JAMES E ONE EAST FOURTH STREET CINCINNATI OH 45202 1 1 0 0 Sr. V. Pres. & Gen. Counsel Common Stock 2010-09-28 4 M 0 6083 17.1867 A 206111 D Common Stock 2010-09-28 4 S 0 6083 30.2237 D 200028 D Common Stock 2010-09-28 4 M 0 8917 12.30 A 208945 D Common Stock 2010-09-28 4 S 0 8917 30.2237 D 200028 D Common Stock 2010-09-29 4 M 0 10000 12.30 A 210028 D Common Stock 2010-09-29 4 S 0 10000 30.6159 D 200028 D Common Stock 9630 I #1 Common Stock 38.955 I #2 Employee Stock Option Exercise 17.1867 2010-09-28 4 M 0 6083 0.00 D 2012-02-25 Common Stock 6083 0 D Employee Stock Option Exercise 12.30 2010-09-28 4 M 0 8917 0.00 D 2013-02-26 Common Stock 8917 66083 D Employee Stock Option Exercise 12.30 2010-09-29 4 M 0 10000 0.00 D 2013-02-26 Common Stock 10000 56083 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.18 to $30.25, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1, (2) and (3) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.19 to $30.25, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.58 to $30.65, inclusive. Indirect #2: Shares allocated to the reporting Person's account under the Issuer's Employee Stock Purchase Plan (the "ESPP"). All ESPP information reporting herein is based on a plan statement dated as of 12/31/2009. Additional shares were purchased in 2009 in the Issuer's Dividend Reinvestment Plan (the "DRIP"). All DRIP information reported herein is based on a plan statement dated as of Decembe 31, 2009. These Employee Stock Options ("Options") become exercisable as to 20% of the shares initially granted on the first anniversary of the date of grant, with an additional 20% becoming exercisable on each subsequent anniversary. The Options were granted under the Issuer's Stock Option Plan pursuant to Rule 16b-3. James E. Evans By: Karl J. Grafe, as Attorney-in-Fact 2010-09-30 -----END PRIVACY-ENHANCED MESSAGE-----